Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Ian ScroggsTD Ameritrade, Inc.Edward Jones03-20-2020
Matthew ChandaMML Investors Services, LLCEdward Jones02-21-2020
Jeffrey Bernard ByasPrivate Advisor Group, LLCEdward Jones01-29-2020
Clifford Andrew Brockmann JrErnst & Young Investment Advisers LLPEdward Jones01-14-2020
Peter Andrew BlagojevicCitizens Securities, Inc.Edward Jones12-23-2019
Patrick Glenn BoydUBS Financial Services Inc.Edward Jones11-01-2019
Robert Anthony HallAmeriprise Financial Services, LLCEdward Jones10-25-2019
Glenn CohenLPL Financial LLCEdward Jones10-04-2019
Richard J Tandy JrCapital AnalystsEdward Jones07-02-2019
Timothy James McCloskeyTD Ameritrade Investment Management, LLCEdward Jones05-01-2019
Adam KiralyLodestar Advisory Group, LLCEdward Jones04-10-2019
James Paul FarrellAmeriprise Financial Services, LLCEdward Jones03-01-2019
Adam G. BurtonRegulus Advisors, LLCEdward Jones12-04-2018
Michael Leahy SrMML Investors Services, LLCEdward Jones12-03-2018
John Francis DolanCantella & Co., Inc.Edward Jones06-29-2018
John Motto JrPruco Securities, LLC.Edward Jones05-15-2018
Maurice SimpkinsWells Fargo Clearing Services, LLCEdward Jones05-15-2018
Tara Selkov KlimesMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones04-20-2018
Scott Arthur TorsethMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones04-12-2018
John Andrew McAdooWells Fargo Clearing Services, LLCEdward Jones04-10-2018
Regina M. KellyUBS Financial Services Inc.Edward Jones02-15-2018
Daniel MendozaHennion & Walsh, Inc.Edward Jones01-26-2018
Jignesh GandhiSecurian Financial Services, Inc.Edward Jones01-16-2018
Cody James HolodyMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones12-18-2017
Kimberly Cullen BlackWells Fargo Clearing Services, LLCEdward Jones12-07-2017
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Showing 1 to 25 of 88 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.