Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Douglas Jamison IIMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones04-01-2020
Spencer Brad KostrinskyJ.P. Morgan Securities LLCEdward Jones01-17-2020
Victoria Tatyana RimpseyMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones12-17-2019
Jeremy J. PyszczynskiPruco Securities, LLC.Edward Jones11-14-2019
Mitchell Scott ThunellMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones10-03-2019
John Anthony Gaspa IVMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones09-23-2019
Catherine J SturtevantCitizens Securities, Inc.Edward Jones09-06-2019
James Tipper SearsCUSO Financial Services, L.P.Edward Jones08-29-2019
Michael C DriscollMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones08-29-2019
Michael BattagliaAXA Advisors, LLCEdward Jones08-20-2019
Mark G. CurleyEquity Services, Inc.Edward Jones$15008-02-2019
June H WooE*TRADE Securities LLCEdward Jones07-26-2019
Melissa Madeline CartyMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones07-10-2019
Kimberly Johnson AlmondMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones07-02-2019
Nicholas Charles SapienzaRitholtz Wealth ManagementEdward Jones$15006-20-2019
Lucas Hector VanerioPruco Securities, LLC.Edward Jones06-14-2019
Rafael SaezMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones06-06-2019
Jason James EatonTD Ameritrade Investment Management, LLCEdward Jones05-09-2019
Karyn Mintz CorderoFirst Command Financial Planning, Inc.Edward Jones04-16-2019
Marci L. RiddellWells Fargo Clearing Services, LLCEdward Jones03-05-2019
Deborah Ann ChristopherAmeriprise Financial Services, LLCEdward Jones02-21-2019
Armond Lamar HerndonMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones11-05-2018
Debra Ann FeaserAmeriprise Financial Services, LLCEdward Jones$2511-02-2018
Michael V. EisenbraunAmeriprise Financial Services, LLCEdward Jones11-02-2018
Marlene Andrea Raffington LambertMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones09-12-2018
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Showing 1 to 25 of 134 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.