Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Allan Paul SommerNorthwestern Mutual Investment Services, LLCEdward Jones03-04-2020
Adam Wade HewettJ.P. Morgan Securities LLCEdward Jones12-18-2019
Ahmad HussainJ.P. Morgan Securities LLCEdward Jones10-22-2019
Hung S ButzerKey Investment Services LLCEdward Jones09-12-2019
Frederick Scott WithamStifel, Nicolaus & Company, IncorporatedEdward Jones08-15-2019
Eugen Mihai TrifanAXA Advisors, LLCEdward Jones04-16-2019
Jason Philip PowellCrowdStreet Advisors, LLCEdward Jones03-08-2019
Joseph Maury StraussKey Investment Services LLCEdward Jones01-15-2019
Derek StrubelTransamerica Financial Advisors, IncEdward Jones10-26-2018
Philip DublinJ.P. Morgan Securities LLCEdward Jones09-06-2018
Aaron Ralph WolgamottTransamerica Financial Advisors, IncEdward Jones08-03-2018
Ryan Edward GravesWells Fargo Clearing Services, LLCEdward Jones07-16-2018
Eric Shawn SmithKingsview Wealth Management, LLCEdward Jones07-12-2018
Brenda Deleen SteinSeaCrest Wealth Management, LLCEdward Jones05-07-2018
Dillon Michael BurkeJ.P. Morgan Securities LLCEdward Jones05-04-2018
Ryan T. MeierThrivent Investment Management Inc.Edward Jones01-08-2018
Nathan Edward BauerAmeriprise Financial Services, LLCEdward Jones08-11-2017
Michael Tracy PickettLPL Financial LLCEdward Jones07-19-2017
Derek Allan GilbertAmeriprise Financial Services, LLCEdward Jones04-28-2017
Colin Brant Allen MauldingLPL Financial LLCEdward Jones02-17-2017
Sean C. HillisBancWest Investment Services, Inc.Edward Jones11-01-2016
Laura L. Thompson-BallMorgan StanleyEdward Jones08-22-2016
John Michael BaggettJ.P. Morgan Securities LLCEdward Jones06-27-2016
David Moberg NashLPL Financial LLCEdward Jones04-11-2016
Isaac Michael SullivanGirard Securities, Inc.Edward Jones04-01-2016
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Showing 1 to 25 of 108 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.