Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Michael Kolter Jr.Wells Fargo Clearing Services, LLCEdward Jones$109-14-2018
Joyce Musson ZavresaMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$10006-22-2018
Phong Tan TruongMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$15006-01-2018
Terry Maureen GunningLPL Financial LLCEdward Jones04-16-2018
Ryan Allen MillerRaymond James Financial Services, Inc.Edward Jones$704-02-2018
Thomas David KimmettWells Fargo Clearing Services, LLCEdward Jones$5002-23-2018
Joshua Ryan LoaneyPNC InvestmentsEdward Jones08-04-2017
Michael Miller BoringWells Fargo Clearing Services, LLCEdward Jones06-30-2017
Joseph Vincent Hosack Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones06-28-2017
Kitti Huma BarkerHYA FinancialEdward Jones04-25-2017
Joan FabianCapital AnalystsEdward Jones04-17-2017
Beth Ann HamiltonM&T Securities, Inc.Edward Jones04-03-2017
Brendan Patrick GallagherWells Fargo Advisors Financial Network, LLCEdward Jones03-24-2017
Montague Sales ClaybrookNorthwestern Mutual Investment Services, LLCEdward Jones02-27-2017
Trent Eugene TurnerM&T Securities, Inc.Edward Jones$2501-11-2017
Kathryne R DavisonThrivent Investment Management Inc.Edward Jones12-05-2016
Michael Edmund WarchM&T Securities, Inc.Edward Jones10-07-2016
Jason Jeremy FoxMorgan StanleyEdward Jones08-29-2016
John Charles DuffeyCetera Advisor Networks LLCEdward Jones06-21-2016
John OharaWells Fargo Clearing Services, LLCEdward Jones04-06-2016
Eric William LoughnanePurshe Kaplan Sterling InvestmentsEdward Jones03-18-2016
Michael Theodore IannuzziPNC InvestmentsEdward Jones11-10-2015
Thomas Alan NigonWesBanco Securities, Inc.Edward Jones$8111-06-2015
John Howard PrichardMorgan StanleyEdward Jones08-28-2015
Ryan Michael BlomgrenSantander Securities LLCEdward Jones06-11-2015
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Showing 1 to 25 of 101 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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