Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Stephan Matesich Sr.Wells Fargo Advisors Financial Network, LLCEdward Jones01-30-2009
Andrew H. NollmanCambridge Investment Research, Inc.Edward Jones02-06-2009
Jeremy M. TshudyMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones08-24-2009
Charles A CoveneyLPL Financial LLCEdward Jones11-06-2009
Marc Anthony DesantisMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones11-09-2009
Mark Jonathan AmentPNC InvestmentsEdward Jones12-04-2009
Beverly Jean GuslerRaymond James Financial Services, Inc.Edward Jones04-26-2010
Richard Allen KellerCUSO Financial Services, L.P.Edward Jones01-04-2011
Martin Anthony Federici Jr.MF Advisers, Inc.Edward Jones01-11-2011
Christopher J HaringWells Fargo Clearing Services, LLCEdward Jones04-15-2011
Ryan A ThompsonAlderman & AssociatesEdward Jones04-29-2011
Thomas I. McIlweeMorgan StanleyEdward Jones06-20-2011
Gregory W. OhlWells Fargo Advisors Financial Network, LLCEdward Jones$1007-15-2011
Justin Chandler ButtrickLPL Financial LLCEdward Jones11-18-2011
Samuel David Baez Jr.Royal Alliance Associates, Inc.Edward Jones02-23-2012
Kevin M. JohnsTD Ameritrade Investment Management, LLCEdward Jones02-28-2012
James Andrew IsolaWells Fargo Clearing Services, LLCEdward Jones$5003-09-2012
Brent Russell GuthrieLPL Financial LLCEdward Jones05-07-2012
Gale D. WithersAmeriprise Financial Services, Inc.Edward Jones$5005-11-2012
Zachary Grant HogentoglerCUSO Financial Services, L.P.Edward Jones08-20-2012
Deborah Faye HughesMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones12-21-2012
John William EiseleLPL Financial LLCEdward Jones06-10-2013
Helen J SemusAmeriprise Financial Services, Inc.Edward Jones$1008-20-2013
William B. ByrneMorgan StanleyEdward Jones01-17-2014
Andrew Justin HessAmeriprise Financial Services, Inc.Edward Jones06-10-2014
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Showing 1 to 25 of 51 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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