Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
William X RandallAmeriprise Financial Services, Inc.Edward Jones03-06-2009
Jason Lee WilliamsWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Edward Jones$10004-17-2009
Carol Lynn ThomasWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Edward Jones$10007-31-2009
Carter Page BrooksWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Edward Jones$50008-13-2009
Donald Richard VaughtLPL Financial LLCEdward Jones$10009-29-2009
Michael A GreerLPL Financial LLCEdward Jones$25012-16-2009
David S StackpoleLPL Financial LLCEdward Jones01-19-2010
Benjamin Neil LievestroFirst Command Financial Planning, Inc.Edward Jones$10003-10-2010
Audrey Jane CawmanSunTrust Investment Services, Inc.Edward Jones03-24-2010
Ronald Victor NeblettUnited Brokerage Services, IncEdward Jones$15005-25-2010
Patrick Edward MeyerWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Edward Jones06-25-2010
Diane Burnette VestMorgan StanleyEdward Jones09-17-2010
Thomas Robert DicksonMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$10010-15-2010
Elizabeth Abbott RoireauMorgan StanleyEdward Jones11-22-2010
Sean Christopher McqueenFirst Command Financial Planning, Inc.Edward Jones12-02-2010
Nicholas John IngramPark Avenue Securities LLCEdward Jones02-17-2011
Khoi Bao Ngoc NguyenNavy Federal Asset Management, LLCEdward Jones04-14-2011
Lillie E Louis-FilsWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Edward Jones04-18-2011
Justin Linwood HendrickFirst Citizens Investor Services, Inc.Edward Jones$10004-29-2011
Brian Thomas BongardAmeriprise Financial Services, Inc.Edward Jones$10005-03-2011
Jennifer Hanna WilliamsUvest Financial Services Group, Inc.Edward Jones05-11-2011
Deborah Jean KollerRaymond James Financial Services, Inc.Edward Jones$10006-22-2011
Mary E MckennaMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$25007-15-2011
Brent Walter BigneyMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$25009-23-2011
Matthew Everett WilsonWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Edward Jones$25001-04-2012
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Showing 1 to 25 of 115 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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