Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Russell PierceWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Edward Jones$10004-26-2013
Abraham Edward WalshAmeriprise Financial Services, Inc.Edward Jones$25008-09-2017
Adam William PaffenrothMorgan StanleyEdward Jones$25009-13-2019
Albert WuRaymond James Financial Services, Inc.Edward Jones$15010-25-2019
Andrew Christopher GregoryRaymond James Financial Services, Inc.Edward Jones$24011-04-2016
Andrew Leigh GordonWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Edward Jones10-06-2014
Ann Holmes FarrarWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Edward Jones07-11-2016
Anne Adkerson SatterfieldWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Edward Jones09-02-2015
Ashley W OwensMML Investors Services, LLCEdward Jones06-26-2014
Audrey Jane CawmanSunTrust Investment Services, Inc.Edward Jones03-24-2010
Avia Lwana CumberbatchBB&T Investment Services, Inc.Edward Jones02-07-2017
Benjamin Neil LievestroFirst Command Financial Planning, Inc.Edward Jones$10003-10-2010
Benjamin Wayne RigganLPL Financial LLCEdward Jones04-02-2012
Betty Barker Schutte-BoxWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Edward Jones$25003-21-2013
Bradford Clayton EllisSunTrust Investment Services, Inc.Edward Jones11-07-2018
Brande Nichole ColemanMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones10-25-2016
Brandon B. CallFirst Command Financial Planning, Inc.Edward Jones04-17-2017
Brent Walter BigneyMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$25009-23-2011
Brian Michael ElmsRaymond James Financial Services, Inc.Edward Jones$55008-04-2017
Brian O'NeillWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Edward Jones$50001-10-2014
Brian Thomas BongardAmeriprise Financial Services, Inc.Edward Jones$10005-03-2011
Carl Duval Cress IIICambridge Investment Research, Inc.Edward Jones$10003-16-2016
Carol Lynn ThomasWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Edward Jones$10007-31-2009
Carter Page BrooksWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Edward Jones$50008-13-2009
Chris Alan RobertsSpire Securities, LLCEdward Jones10-19-2017
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Showing 1 to 25 of 115 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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