Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Carol Lynn ThomasWells Fargo Clearing Services, LLCEdward Jones$10007-31-2009
Michael Eugene PaduanoWells Fargo Clearing Services, LLCEdward Jones$2502-03-2012
Lianne Evelyn CarrollWells Fargo Clearing Services, LLCEdward Jones08-13-2012
Steven C. BrezenskiWells Fargo Clearing Services, LLCEdward Jones$5010-19-2012
Aaron Russell PierceWells Fargo Clearing Services, LLCEdward Jones$1004-26-2013
Michelle Kelsay BishopWells Fargo Clearing Services, LLCEdward Jones05-13-2013
Richard Stephen ChambersWells Fargo Clearing Services, LLCEdward Jones$1005-06-2014
Joshua David ViscontiWells Fargo Clearing Services, LLCEdward Jones10-24-2014
Sean Michael Tyll IIWells Fargo Clearing Services, LLCEdward Jones11-14-2014
Ethan James LoewenWells Fargo Clearing Services, LLCEdward Jones$2501-12-2015
George Lee Karnes IIWells Fargo Clearing Services, LLCEdward Jones05-08-2015
Anne Adkerson SatterfieldWells Fargo Clearing Services, LLCEdward Jones09-02-2015
Randall Wayne NutterWells Fargo Clearing Services, LLCEdward Jones11-18-2015
Jonathan David RoscheWells Fargo Clearing Services, LLCEdward Jones$5004-06-2016
Ann Holmes FarrarWells Fargo Clearing Services, LLCEdward Jones07-11-2016
Donte C SmithWells Fargo Clearing Services, LLCEdward Jones07-29-2016
Michael Richard MeadsWells Fargo Clearing Services, LLCEdward Jones$3208-01-2016
Forrest T. FoxWells Fargo Clearing Services, LLCEdward Jones05-12-2017
Ryan A. MaglioWells Fargo Clearing Services, LLCEdward Jones10-10-2017
Patricia W. JamesWells Fargo Clearing Services, LLCEdward Jones10-31-2017

Showing 1 to 20 of 20 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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