Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Carey UndsethRaymond James Financial Services, Inc.Edward Jones$10002-20-2009
Aaron Christopher WartesMorgan StanleyEdward Jones$50003-28-2013
Adam Anthony HargraveWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Edward Jones$10010-11-2012
Adam Richard BurlesonWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Edward Jones05-10-2013
Adriane Marie SasakiCetera Investment Services LLCEdward Jones$10008-30-2012
Alan Edward LawrenceWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Edward Jones$10009-05-2014
Alan H. RicheyFisher InvestmentsEdward Jones10-19-2017
Allen Roy ErnstLPL Financial LLCEdward Jones$10004-12-2013
Andrea Ringer KoslowskyU.S. Bancorp Investments, Inc.Edward Jones11-13-2013
Apoorv NegiRaymond James Financial Services, Inc.Edward Jones11-29-2018
Barbara Williams BanonMorgan StanleyEdward Jones$25005-16-2014
Benjamin Micah WenzelKey Investment Services LLCEdward Jones07-18-2011
Brenda Sue HuberLPL Financial LLCEdward Jones11-16-2009
Brent Thomas HuckabeeU.S. Bancorp Investments, Inc.Edward Jones$10004-08-2014
Bret Patrick EdenswordLPL Financial LLCEdward Jones07-09-2018
Brian Earl TeegardinRaymond James Financial Services, Inc.Edward Jones$10002-16-2018
Brian Matthew Van HoutenAmeriprise Financial Services, Inc.Edward Jones$10002-13-2012
Brian Stephen GeorgeJ.P. Morgan Securities LLCEdward Jones02-28-2013
Brian Timothy DuffyRaymond James Financial Services, Inc.Edward Jones$10012-04-2009
Brooke Christen BakerCetera Investment Services LLCEdward Jones05-01-2012
Carlos Chua De ImusAmeriprise Financial Services, Inc.Edward Jones09-02-2016
Carmine Rae LafleurAmeriprise Financial Services, Inc.Edward Jones04-25-2014
Caroline Helen AlabachRaymond James Financial Services, Inc.Edward Jones$10010-22-2018
Cassandra Ann SpitzerWaddell & ReedEdward Jones04-04-2014
Charles Clayton YouslingWaddell & ReedEdward Jones$10002-29-2016
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Showing 1 to 25 of 210 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.