Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John P LamesajanE*TRADE Securities LLCEdward Jones05-31-2019
Bradley S Strong IIFidelity Brokerage Services LLCEdward Jones05-28-2019
Dalton Jeffrey ShoemakerCharles Schwab & Co., Inc.Edward Jones05-24-2019
Alexis GutierrezJ.P. Morgan Securities LLCEdward Jones04-30-2019
Erly Martin CornejoWells Fargo Clearing Services, LLCEdward Jones04-22-2019
Paolo QuirogaLPL Financial LLCEdward Jones04-16-2019
Joshua WilsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones04-15-2019
Henrique Oliveira CataldiCharles Schwab & Co., Inc.Edward Jones04-08-2019
Erick Antonio ZunigaWells Fargo Clearing Services, LLCEdward Jones04-05-2019
Veronica L ArellanoJ.P. Morgan Securities LLCEdward Jones04-03-2019
Courtney Jean RowleyCharles Schwab & Co., Inc.Edward Jones03-15-2019
Amy Wang-Yi JohnsonPerennial Financial ServicesEdward Jones02-19-2019
Batkhuu BatjargalBancWest Investment Services, Inc.Edward Jones02-14-2019
Burton I GranthamHighPointe WealthEdward Jones02-08-2019
Alex SchamsAmeriprise Financial Services, LLCEdward Jones02-01-2019
Ryan Scott AllingWedbush Securities Inc.Edward Jones01-30-2019
Teri Lynn WhiteFSC Securities CorporationEdward Jones01-18-2019
James Bruce JohnsonRoyal Alliance Associates, Inc.Edward Jones01-11-2019
Mark Stephen ClureEnso Wealth Management, LLCEdward Jones12-24-2018
Casey August ClureEnso Wealth Management, LLCEdward Jones12-21-2018
Leif Stefone TinsleyCUSO Financial Services, L.P.Edward Jones12-17-2018
Patrick JOSEPH Phelan IIILPL Financial LLCEdward Jones12-07-2018
Adam G BurtonRegulus Advisors, LLCEdward Jones12-04-2018
Nathan Kamran AfshinJ.P. Morgan Securities LLCEdward Jones11-20-2018
Michele Ann IngRaymond James Financial Services, Inc.Edward Jones11-05-2018
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Showing 1 to 25 of 52 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.