Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew Lane Puckett UnderwoodCommonwealth Financial NetworkEdward Jones05-03-2019
Dawn Joella BassettRaymond James Financial Services, Inc.Edward Jones04-24-2019
Mark RosinskiKotys Wealth ProfessionalsEdward Jones04-23-2019
Robert FreedMML Investors Services, LLCEdward Jones04-02-2019
Seth CromerJ.P. Morgan Securities LLCEdward Jones02-05-2019
Bart Edwin ShambaughJ.P. Morgan Securities LLCEdward Jones01-31-2019
Ryan P MabryMabry Wealth Management, LLCEdward Jones01-15-2019
Bradley Milinko SimichHoward Bailey Securities, LLCEdward Jones11-23-2018
Gregory FlynnJ.P. Morgan Securities LLCEdward Jones11-15-2018
Thomas Eric BennettJ.P. Morgan Securities LLCEdward Jones10-30-2018
Brett Andrew RiceLPL Financial LLCEdward Jones08-23-2018
Andrew John SmithLPL Financial LLCEdward Jones07-16-2018
Robert Nelson DeardorffAmeriprise Financial Services, LLCEdward Jones07-12-2018
Maryann Ann DiamondThurston Springer FinancialEdward Jones$2512-18-2018
Christopher R EsserThurston Springer FinancialEdward Jones$2507-25-2018
Marc Edward ChamberlinRaymond James Financial Services, Inc.Edward Jones$5004-12-2019

Showing 1 to 16 of 16 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.