Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scott M PetersonFinancial & Tax Architects, Inc.Edward Jones06-05-2019
Pamela J DiemertProsperity Capital AdvisorsEdward Jones05-29-2019
Ryan Matthew WehkingCBIZ Investment Advisory Services, LLCEdward Jones05-13-2019
Benny J StewartThe O.N. Equity Sales CompanyEdward Jones04-15-2019
Tyler A WattsMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones03-21-2019
Alexander James FaughtMoneta Group Investment Advisors, LLCEdward Jones03-20-2019
Matthew Oren SpecterMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones03-11-2019
Philip Richard Schwab JrMoneta Group Investment Advisors, LLCEdward Jones03-08-2019
Paul David Russell JrNorthwestern Mutual Investment Services, LLCEdward Jones01-09-2019
Westin Ryan WeeastMorgan StanleyEdward Jones01-08-2019
Alexander Leo JohnsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones12-15-2018
Antonio Deniro McdonaldWells Fargo Clearing Services, LLCEdward Jones11-01-2018
Keaten Allen LandisNYLIFE Securities LLCEdward Jones10-25-2018
Shean Elton FletcherLPL Financial LLCEdward Jones10-05-2018
Matthew EhrenreichMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones08-23-2018
Corey Michael StackhouseHuntleigh Securities CorporationEdward Jones07-11-2018
Bret S CarterWells Fargo Clearing Services, LLCEdward Jones07-02-2018
Michael Chad WaltonLPL Financial LLCEdward Jones$10006-19-2018
Paul Michael HulenRaymond James & Associates, Inc.Edward Jones$15003-01-2019
Chad Jacob WarrenLPL Financial LLCEdward Jones$15009-17-2018

Showing 1 to 20 of 20 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.