Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kimberly Hinton LoftinPrincipal Securities, Inc.Edward Jones05-06-2019
Wade Scott SchmidtLPL Financial LLCEdward Jones02-25-2019
Martin M SohovichAmeriprise Financial Services, LLCEdward Jones02-12-2019
Joshua Austin HarrisWells Fargo Clearing Services, LLCEdward Jones01-29-2019
Angela Atkins AmbroseSECU Brokerage ServicesEdward Jones01-22-2019
Christopher L DiasWells Fargo Clearing Services, LLCEdward Jones09-17-2018
James Henry Johnson IIILPL Financial LLCEdward Jones09-10-2018
David Anthony SheldonWells Fargo Clearing Services, LLCEdward Jones08-09-2018
Crystal Batchelor HardeeWells Fargo Clearing Services, LLCEdward Jones06-21-2018
Cigi HollingsworthMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones06-21-2018
Courtney H WilliamsRaymond James Financial Services, Inc.Edward Jones$2502-22-2019
Henry KahenAmeriprise Financial Services, LLCEdward Jones$5006-10-2019
Antoine Lamont RandallPruco Securities, LLC.Edward Jones$15003-27-2019
Jan M WilliamsPFS Investments Inc.Edward Jones$15003-21-2019
Rhonda C LesterLPL Financial LLCEdward Jones$15002-21-2019
Brian Davis ButlerBB&T Securities, LLCEdward Jones$15002-06-2019

Showing 1 to 16 of 16 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.