Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dean DunbarPruco Securities, LLC.Edward Jones$10007-22-2019
Casey W. StickAmeriprise Financial Services, Inc.Edward Jones$10007-22-2019
Zachary Tyson SteinmetzMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones07-22-2019
Matthew R. StephensAvantax Investment Services, Inc.Edward Jones07-22-2019
Frank J. CatelliU.S. Bancorp Investments, Inc.Edward Jones07-22-2019
Timothy John MazanecPurshe Kaplan Sterling InvestmentsEdward Jones07-22-2019
Henry Lee CliftonMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones07-19-2019
Devonte L IvoryW&S Brokerage Services, Inc.Edward Jones07-19-2019
Angela Marie TaccoHarbor Financial Services, LLCEdward Jones07-19-2019
Aaron W. GainesWorld Equity Group, Inc.Edward Jones07-19-2019
Matt Michael HeardAmeriprise Financial Services, Inc.Edward Jones$10007-17-2019
Barbara Barrio BecknerLPL Financial LLCEdward Jones$15007-17-2019
Deon Nicole PohlmannMorgan StanleyEdward Jones$50007-17-2019
Diane Otero-BellFinancial Partners, LLCEdward Jones07-17-2019
Ty Oren EmpeyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Edward Jones07-16-2019
Scott Peter JohnsonIndependent Financial Group, LLCEdward Jones$25007-15-2019
Steele NewmanWaddell & ReedEdward Jones$15007-12-2019
Robert Aaron SalomonAXA Advisors, LLCEdward Jones07-12-2019
Timothy Paul PortelanceRaymond James Financial Services, Inc.Edward Jones07-12-2019
Ashley Jennifer CedroneMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones07-12-2019
Bryan Adam RentschlerPruco Securities, LLC.Edward Jones07-11-2019
Melissa Madeline CartyMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones07-10-2019
Troy Orland PastMoney Concepts Capital CorpEdward Jones07-10-2019
John Paul Martin Jr.Cambridge Investment Research, Inc.Edward Jones$10007-09-2019
Rigoberto Antonio RuizNYLIFE Securities LLCEdward Jones07-09-2019
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Showing 1 to 25 of 514 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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