Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joel Bernard BoissiereMerrill Lynch, Pierce, Fenner & Smith IncorporatedEquitable Advisors, LLC10-08-2020
Michael John CaputeStifel, Nicolaus & Company, IncorporatedEquitable Advisors, LLC10-08-2020
Thomas EasowAmeriprise Financial Services, LLCEquitable Advisors, LLC09-29-2020
Joseph Matthew FoxCitizens Securities, Inc.Equitable Advisors, LLC09-28-2020
Charles Kent GreenJ.P. Morgan Securities LLCEquitable Advisors, LLC09-24-2020
Ricardo D Cases-GallardoJ.P. Morgan Securities LLCEquitable Advisors, LLC09-21-2020
Myron D SafrittAllstate Financial Services, LLCEquitable Advisors, LLC09-17-2020
Michael WattsVanguard Marketing CorporationEquitable Advisors, LLC09-17-2020
Matthew J GormanPruco Securities, LLC.Equitable Advisors, LLC09-15-2020
Thornton Monroe BrewerVALIC Financial Advisors, Inc.Equitable Advisors, LLC09-15-2020
Frank A Yeilding IIProEquities, Inc.Equitable Advisors, LLC09-10-2020
Timothy John Stiffler JrCompton Wealth Advisory Group, LLCEquitable Advisors, LLC09-10-2020
Mason MurphyVanguard Marketing CorporationEquitable Advisors, LLC09-09-2020
Sameer Ahmed BaigVanguard Marketing CorporationEquitable Advisors, LLC09-08-2020
Jody Daniel HowardSanders Morris Harris LLCEquitable Advisors, LLC09-04-2020
Stephanie Veronica ChamblissPFS Investments Inc.Equitable Advisors, LLC09-04-2020
Allison WaltersMerrill Lynch, Pierce, Fenner & Smith IncorporatedEquitable Advisors, LLC09-04-2020
Sylvia N KombourasMerrill Lynch, Pierce, Fenner & Smith IncorporatedEquitable Advisors, LLC09-02-2020
Stephanie HarveyWoodbury Financial Services, Inc.Equitable Advisors, LLC09-01-2020
Leonard Alan FeigenbaumPruco Securities, LLC.Equitable Advisors, LLC08-31-2020
Russell Clark BlockhusMerrill Lynch, Pierce, Fenner & Smith IncorporatedEquitable Advisors, LLC08-28-2020
John Andrew SuraceCetera Investment Services LLCEquitable Advisors, LLC08-27-2020
Justin Royce HallTIAA-CREF Individual & Institutional Services, LLCEquitable Advisors, LLC08-27-2020
Erica Nicole NathanFidelity Brokerage Services LLCEquitable Advisors, LLC08-27-2020
Kelly Delaisne PowersCetera Investment Services LLCEquitable Advisors, LLC08-26-2020
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Showing 1 to 25 of 1,581 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.