Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew Siegel Adam ZielinskiCommonwealth Financial NetworkEquitable Advisors, LLC$21511-20-2018
Gregory MantoAmeriprise Financial Services, LLCEquitable Advisors, LLC$5808-10-2018
Charles Gemmer Adam Gemmer Brent Gramman Ronan MarraAmeriprise Financial Services, LLCEquitable Advisors, LLC$15002-01-2018
David H BryanSummit Brokerage Services, Inc.Equitable Advisors, LLC$5010-06-2014
Firstrust Financial Resources LLCMetLife Securities Inc.Equitable Advisors, LLC$60003-01-2011
Richard L LeBaron Jon P LeBaronHarbor Investment Advisory, LLCEquitable Advisors, LLC$30011-01-2011
Brian SalcettiWells Fargo Clearing Services, LLCEquitable Advisors, LLC06-10-2015
Bijan Mohseni David TownsendRaymond JamesEquitable Advisors, LLC$15008-17-2015
Joel Bernard BoissiereMerrill Lynch, Pierce, Fenner & Smith IncorporatedEquitable Advisors, LLC10-08-2020
Michael John CaputeStifel, Nicolaus & Company, IncorporatedEquitable Advisors, LLC10-08-2020
Thomas EasowAmeriprise Financial Services, LLCEquitable Advisors, LLC09-29-2020
Joseph Matthew FoxCitizens Securities, Inc.Equitable Advisors, LLC09-28-2020
Charles Kent GreenJ.P. Morgan Securities LLCEquitable Advisors, LLC09-24-2020
Ricardo D Cases-GallardoJ.P. Morgan Securities LLCEquitable Advisors, LLC09-21-2020
Myron D SafrittAllstate Financial Services, LLCEquitable Advisors, LLC09-17-2020
Michael WattsVanguard Marketing CorporationEquitable Advisors, LLC09-17-2020
Matthew J GormanPruco Securities, LLC.Equitable Advisors, LLC09-15-2020
Thornton Monroe BrewerVALIC Financial Advisors, Inc.Equitable Advisors, LLC09-15-2020
Frank A Yeilding IIProEquities, Inc.Equitable Advisors, LLC09-10-2020
Timothy John Stiffler JrCompton Wealth Advisory Group, LLCEquitable Advisors, LLC09-10-2020
Mason MurphyVanguard Marketing CorporationEquitable Advisors, LLC09-09-2020
Sameer Ahmed BaigVanguard Marketing CorporationEquitable Advisors, LLC09-08-2020
Jody Daniel HowardSanders Morris Harris LLCEquitable Advisors, LLC09-04-2020
Stephanie Veronica ChamblissPFS Investments Inc.Equitable Advisors, LLC09-04-2020
Allison WaltersMerrill Lynch, Pierce, Fenner & Smith IncorporatedEquitable Advisors, LLC09-04-2020
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Showing 1 to 25 of 1,581 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.