Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

See all firms ranked by total gains

Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Roscoe Otis OrtonMML Investors Services, LLCEquitable Advisors, LLC01-05-2009
Michael B MurphyFidelity Brokerage Services LLCEquitable Advisors, LLC01-08-2009
Janine Diane StubbsVALIC Financial Advisors, Inc.Equitable Advisors, LLC$5001-23-2009
Todd Matthew RenihanAllstate Financial Services, LLCEquitable Advisors, LLC$5001-28-2009
Robert Joseph Hubbard JrThe O.N. Equity Sales CompanyEquitable Advisors, LLC02-13-2009
Gary Wayne KeyfauverRaymond James Financial Services, Inc.Equitable Advisors, LLC$2502-20-2009
Craig Allen HouckRoyal Alliance Associates, Inc.Equitable Advisors, LLC$5003-06-2009
Theresa Ann PriceSigma Financial CorporationEquitable Advisors, LLC$1004-01-2009
Darrell Paul OursoLPL Financial LLCEquitable Advisors, LLC04-16-2009
John Stratton HettigerMML Investors Services, LLCEquitable Advisors, LLC05-01-2009
Dennis Daniel CoughlinCommonwealth Financial NetworkEquitable Advisors, LLC$5005-19-2009
Christopher C GiambroneCommonwealth Financial NetworkEquitable Advisors, LLC05-19-2009
Anil GulatiWoodbury Financial Services, Inc.Equitable Advisors, LLC$5006-29-2009
Erik Allen OKeefeAmeriprise Financial Services, LLCEquitable Advisors, LLC$5007-01-2009
Benjamin Rueff WilliamsL.M. Kohn & CompanyEquitable Advisors, LLC07-14-2009
Matthew Thomas NelsonHarbour Investments, Inc.Equitable Advisors, LLC07-17-2009
Mauricio BenitezBBVA Securities Inc.Equitable Advisors, LLC07-20-2009
Robert M Adams JrAllstate Financial Services, LLCEquitable Advisors, LLC07-20-2009
Philip CupoMerrill Lynch, Pierce, Fenner & Smith IncorporatedEquitable Advisors, LLC07-27-2009
David Michael BriggsM Holdings Securities, Inc.Equitable Advisors, LLC07-28-2009
Paul John FelixMML Investors Services, LLCEquitable Advisors, LLC08-05-2009
Anthony PersaudHSBC Securities (USA) Inc.Equitable Advisors, LLC08-10-2009
Kyung Koo ChunNYLIFE Securities LLCEquitable Advisors, LLC08-24-2009
Matthew A CutlerMorgan StanleyEquitable Advisors, LLC08-27-2009
Lawrence W BahrMorgan StanleyEquitable Advisors, LLC09-04-2009
Next Page »

Showing 1 to 25 of 1,581 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.