Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeff David BachelderCetera Advisor Networks LLCEquitable Advisors, LLC$10002-20-2020
Taylor Rae SwartzendruberTD Ameritrade Investment Management, LLCEquitable Advisors, LLC11-20-2019
Samuel W MilnerThe O.N. Equity Sales CompanyEquitable Advisors, LLC04-02-2018
Jason Allen BaileyMorgan StanleyEquitable Advisors, LLC06-05-2017
Andrew M MetzlerAmeritas Investment Company, LLCEquitable Advisors, LLC09-18-2015
Laura Beth Parrish-CoanCetera Advisor Networks LLCEquitable Advisors, LLC05-07-2015
James William KennedyCetera Advisor Networks LLCEquitable Advisors, LLC05-07-2015
Ronald Dean BossCetera Advisor Networks LLCEquitable Advisors, LLC05-07-2015
Gregory Robert GoughCetera Advisor Networks LLCEquitable Advisors, LLC05-06-2015
Brent Douglas ThummelCetera Advisor Networks LLCEquitable Advisors, LLC05-06-2015
Ryan A BossCetera Advisor Networks LLCEquitable Advisors, LLC05-06-2015
Douglas James PropeckCetera Advisor Networks LLCEquitable Advisors, LLC07-09-2014
Corey Don HollimanCreative PlanningEquitable Advisors, LLC07-07-2014
Jeffrey L WettaV Wealth Advisors LLCEquitable Advisors, LLC05-01-2012
Jebtha C GrahamLPL Financial LLCEquitable Advisors, LLC$6911-28-2011
James Timothy MagazinerLPL Financial LLCEquitable Advisors, LLC$10005-31-2011
Tracy DEAN MavisMerrill Lynch, Pierce, Fenner & Smith IncorporatedEquitable Advisors, LLC11-05-2010
Derek L KellerMerrill Lynch, Pierce, Fenner & Smith IncorporatedEquitable Advisors, LLC$2509-07-2010
James R Miller IIFBL Marketing Services, LLCEquitable Advisors, LLC03-17-2010
Robert Joseph Hubbard JrThe O.N. Equity Sales CompanyEquitable Advisors, LLC02-13-2009

Showing 1 to 20 of 20 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.