Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Losses

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paul John FelixMML Investors Services, LLCEquitable Advisors, LLC08-05-2009
Matthew A CutlerMorgan StanleyEquitable Advisors, LLC08-27-2009
Steven D EarhartPark Avenue Securities LLCEquitable Advisors, LLC$5010-07-2009
William Rodger LewisCommonwealth Financial NetworkEquitable Advisors, LLC11-30-2009
Julian Adam MarturanoWoodbury Financial Services, Inc.Equitable Advisors, LLC$5012-09-2009
Richard Ellis CraftBCG Securities, Inc.Equitable Advisors, LLC02-23-2010
Michael Christopher BassBCG Securities, Inc.Equitable Advisors, LLC03-15-2010
James S BoydPark Avenue Securities LLCEquitable Advisors, LLC04-15-2010
Robert D DonnellyKestra Investment Services, LLCEquitable Advisors, LLC04-22-2010
Brent Allen MelrathWells Fargo Clearing Services, LLCEquitable Advisors, LLC07-19-2010
Jonathan Robert GoldmanWells Fargo Clearing Services, LLCEquitable Advisors, LLC07-29-2010
Punchai Paul VutipricharFidelity Brokerage Services LLCEquitable Advisors, LLC$2508-18-2010
Firstrust Financial Resources LLCMetLife Securities Inc.Equitable Advisors, LLC$60003-01-2011
Owen RahmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedEquitable Advisors, LLC04-18-2011
Robert Ernest KauffmanAmerican Portfolios Financial Services, Inc.Equitable Advisors, LLC$5009-01-2011
Daniel Russell BaileyAmerican Portfolios Financial Services, Inc.Equitable Advisors, LLC10-04-2011
Ryan Matthew MiddletonAmerican Portfolios Financial Services, Inc.Equitable Advisors, LLC$25010-04-2011
Leonard John MarschAmerican Portfolios Financial Services, Inc.Equitable Advisors, LLC10-04-2011
David Allen VelhoAmeriprise Financial Services, LLCEquitable Advisors, LLC$2510-14-2011
Blake R MartinCambridge Investment Research, Inc.Equitable Advisors, LLC11-08-2011
Dale Richard AustinWoodbury Financial Services, Inc.Equitable Advisors, LLC12-06-2011
James Allen CoxPark Avenue Securities LLCEquitable Advisors, LLC01-24-2012
Brian D RammI.M.S. Wealth Management, LLCEquitable Advisors, LLC08-10-2012
Curtis Lynn MusserAmerican Portfolios Financial Services, Inc.Equitable Advisors, LLC$25010-04-2012
Matthew Anthony FogliaCambridge Investment Research, Inc.Equitable Advisors, LLC$2512-18-2012
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Showing 1 to 25 of 84 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.