Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Chad P MichaelsSpyrnal Wealth ManagementEquitable Advisors, LLC05-14-2019
Matthew Blake FriedopferMerrill Lynch, Pierce, Fenner & Smith IncorporatedEquitable Advisors, LLC05-08-2019
Glenn David FasaniAmeriprise Financial Services, LLCEquitable Advisors, LLC05-02-2019
Chase Richard WeichmanFidelity Brokerage Services LLCEquitable Advisors, LLC04-26-2019
Erin Gail DooleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedEquitable Advisors, LLC01-28-2019
Simon Pieter VlasGWN Securities Inc.Equitable Advisors, LLC10-31-2018
Jack Thomas SardegnaGWN Securities Inc.Equitable Advisors, LLC08-31-2018
Roxanne Sophia HoseinSecurian Financial Services, Inc.Equitable Advisors, LLC08-28-2018
Alejandro S MasferrerLincoln Financial Securities CorporationEquitable Advisors, LLC$1007-09-2018
Jane Ballard FontaineAmeriprise Financial Services, LLCEquitable Advisors, LLC$5006-21-2018
William Scott WilliamsVALIC Financial Advisors, Inc.Equitable Advisors, LLC$15012-11-2018
Paul Murdock GreenAmerican Portfolios Financial Services, Inc.Equitable Advisors, LLC$15008-31-2018

Showing 1 to 12 of 12 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.