Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Freddie W. QiEmerson Equity LLCEquity Services, Inc.12-20-2019
Natalie Ann BoydPackerland Brokerage Services, Inc.Equity Services, Inc.12-17-2019
Scott Francis SchlessFirst Command Financial Planning, Inc.Equity Services, Inc.11-21-2019
James Antony ClaryLincoln Financial Advisors CorporationEquity Services, Inc.11-13-2019
Paul William AdamoAmerican Portfolios Financial Services, Inc.Equity Services, Inc.11-01-2019
Ian D SavageAmerican Portfolios Financial Services, Inc.Equity Services, Inc.11-01-2019
Martine Colette StoehrAmerican Portfolios Financial Services, Inc.Equity Services, Inc.11-01-2019
David Edward Waite Jr.LPL Financial LLCEquity Services, Inc.$25010-23-2019
Linda Sue HoffmanLPL Financial LLCEquity Services, Inc.$50010-23-2019
Michael Scott FronteraCambridge Investment Research, Inc.Equity Services, Inc.$10010-22-2019
Daniel PegueroNorthwestern Mutual Investment Services, LLCEquity Services, Inc.10-16-2019
Frank Nelson DepetersSecurities America, Inc.Equity Services, Inc.$25010-15-2019
Graham Thomas RoyPark Avenue Securities LLCEquity Services, Inc.09-17-2019
Amanda A. AlksnitisSecurities America, Inc.Equity Services, Inc.09-13-2019
David Ian Hodgkins Jr.Securities America, Inc.Equity Services, Inc.09-09-2019
Jason Michael McFaulMML Investors Services, LLCEquity Services, Inc.09-05-2019
William Robert ElgerSecurities America, Inc.Equity Services, Inc.$50008-22-2019
Kristin Ford StrothAXA Advisors, LLCEquity Services, Inc.07-25-2019
Nicholas Thomas Auriemma Jr.MML Investors Services, LLCEquity Services, Inc.07-08-2019
Gordon Stuart RhoadsSecurities America, Inc.Equity Services, Inc.06-25-2019
Matthew Thomas OelschlagerAllstate Financial Services, LLCEquity Services, Inc.06-07-2019
Timothy Arthur O'HalloranBlue Point Financial, Inc.Equity Services, Inc.06-04-2019
Justin T. BeauregardBlue Point Financial, Inc.Equity Services, Inc.06-04-2019
Tara Jean ShowalterAmeriprise Financial Services, Inc.Equity Services, Inc.$10005-31-2019
Thomas Pieter Lansing Jr.Cetera Financial Specialists LLCEquity Services, Inc.05-21-2019
Next Page »

Showing 1 to 25 of 267 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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