Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Lloyd FarahRoyal Alliance Associates, Inc.Foresters Equity Services, Inc.11-21-2018
Shawn Martin DuganLifeMark Securities Corp.Foresters Equity Services, Inc.11-08-2018
Gerald Jeffry PlachtaLifeMark Securities Corp.FORESTERS EQUITY SERVICES, INC.11-07-2018
Randy A SnelgroveLifeMark Securities Corp.Foresters Equity Services, Inc.11-05-2018
Charles Woods CotyLifeMark Securities Corp.Foresters Equity Services, Inc.11-01-2018
Andrew Murray MitchellLifeMark Securities Corp.Foresters Equity Services, Inc.11-01-2018
John Stephen ShookLifeMark Securities Corp.Foresters Equity Services, Inc.10-29-2018
David Byrd YeamanLifeMark Securities Corp.Foresters Equity Services, Inc.10-29-2018
Charles Thomas Blystone JrLifeMark Securities Corp.Foresters Equity Services, Inc.10-29-2018
Karen Marie OBrienLifeMark Securities Corp.FORESTERS EQUITY SERVICES, INC.10-29-2018
Orlando Clifford GarzonLifeMark Securities Corp.Foresters Equity Services, Inc.10-29-2018
Kevin John HackettLifeMark Securities Corp.Foresters Equity Services, Inc.10-26-2018
Tony Vincent SonsiniFortune Financial Services, Inc.FORESTERS EQUITY SERVICES, INC.10-19-2018
Brian MarshLifeMark Securities Corp.Foresters Equity Services, Inc.10-17-2018
Robert Phillip WolfLifeMark Securities Corp.FORESTERS EQUITY SERVICES, INC.$2511-01-2018

Showing 1 to 15 of 15 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.