Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Alexander Waters Jr.Csenge Advisory Group, LLCFSC Securities Corporation05-01-2020
James Alexander Waters Jr.Lion Street Financial, LLCFSC Securities Corporation$1004-30-2020
Allen Ray TaylorLion Street Financial, LLCFSC Securities Corporation$3504-30-2020
Donald R. HallLion Street Financial, LLCFSC Securities Corporation$1004-30-2020
Michael Ray WebbLion Street Financial, LLCFSC Securities Corporation$2504-30-2020
Douglas Terry Williams Jr.Supreme Alliance LLCFSC Securities Corporation02-26-2020
Harvey Theo SchwartzAmeriprise Financial Services, LLCFSC Securities Corporation02-05-2020
PJ ChryssostomidesAmeriprise Financial Services, LLCFSC Securities Corporation01-31-2020
Harold Dunbar Cooley IILion Street Financial, LLCFSC Securities Corporation$5001-31-2020
Lee Daniel DudinskyLPL Financial LLCFSC Securities Corporation12-12-2019
Michael Thomas LandLPL Financial LLCFSC Securities Corporation12-05-2019
Danielle Marie GatesLPL Financial LLCFSC Securities Corporation$2512-02-2019
Kevin Michael O'GradyLPL Financial LLCFSC Securities Corporation$2511-29-2019
Daniel James CaseyLPL Financial LLCFSC Securities Corporation11-22-2019
James Allan TeschLPL Financial LLCFSC Securities Corporation11-22-2019
Gary Lee MandellLPL Financial LLCFSC Securities Corporation$5011-18-2019
Joseph Michael Mchugh Sr.LPL Financial LLCFSC Securities Corporation11-11-2019
Andrew James PowersLPL Financial LLCFSC Securities Corporation11-07-2019
Keith Richard JonesLPL Financial LLCFSC Securities Corporation11-07-2019
Richard Anthony Behan Sr.LPL Financial LLCFSC Securities Corporation11-06-2019
Bruce Crisman ArnoldLPL Financial LLCFSC Securities Corporation11-01-2019
Charlotte Childress MartinLPL Financial LLCFSC Securities Corporation11-01-2019
David H. McIllwainLPL Financial LLCFSC Securities Corporation$2511-01-2019
Brenda Sanders SpeerLPL Financial LLCFSC Securities Corporation11-01-2019
Douglas Turner FarrLPL Financial LLCFSC Securities Corporation$10010-31-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.