Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Guiseppi John MorabitoJ.P. Turner & Company, L.L.C.FSC Securities Corporation$10001-06-2009
Martin Joseph MancusoLPL Financial LLCFSC Securities Corporation01-13-2009
Sharon C JenningsAmeriprise Financial Services, Inc.FSC Securities Corporation$50001-22-2009
Mary Ann ToccoSigma Financial CorporationFSC Securities Corporation01-23-2009
Andrew Edwin WatkinsSII Investments, Inc.FSC Securities Corporation02-17-2009
Bryan Geary EvoyStrategic Financial Advisors CorporationFSC Securities Corporation03-01-2009
Susan Jane MarshallPNC InvestmentsFSC Securities Corporation$10003-02-2009
Peter Jonathan KeimLincoln Financial Securities CorporationFSC Securities Corporation$10003-05-2009
Robert Edward Philbeck IVMaryland Financial Group, Inc.FSC Securities Corporation03-13-2009
Paul Anthony HundtSII Investments, Inc.FSC Securities Corporation$10003-25-2009
Peter Arnold HundtSII Investments, Inc.FSC Securities Corporation03-25-2009
Kenneth Allan UlrichSII Investments, Inc.FSC Securities Corporation$50003-30-2009
Michael Taft GanttWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)FSC Securities Corporation$10004-01-2009
Stanley Jerome KeyesKovack Securities Inc.FSC Securities Corporation$10004-01-2009
Michael R. FontenotKovack Securities Inc.FSC Securities Corporation$18004-13-2009
Dale Thomas WoodringCommonwealth Financial NetworkFSC Securities Corporation$10004-16-2009
David Raymond TravisCommonwealth Financial NetworkFSC Securities Corporation$10004-16-2009
William Michael LeebCommonwealth Financial NetworkFSC Securities Corporation$20004-16-2009
Mark Kimberley TraubCommonwealth Financial NetworkFSC Securities Corporation04-16-2009
John Dale HausermanCommonwealth Financial NetworkFSC Securities Corporation04-16-2009
Peter David DixonCommonwealth Financial NetworkFSC Securities Corporation04-16-2009
Alan Edward WyseNational Planning CorporationFSC Securities Corporation$10004-29-2009
Andres J PetersonNational Planning CorporationFSC Securities Corporation$10004-29-2009
Joseph Clayton PerfilioIntegrated Capital Management, Inc.FSC Securities Corporation04-30-2009
Michael Anthony PaciottiIntegrated Capital Management, Inc.FSC Securities Corporation05-01-2009
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Showing 1 to 25 of 540 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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