Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel Ross MoskowitzCommonwealth Financial NetworkFSC Securities Corporation$4310-01-2018
John Henry Carty-CampbellCommonwealth Financial NetworkFSC Securities Corporation10-01-2018
Blake Franklin AsburyCommonwealth Financial NetworkFSC Securities Corporation10-01-2018
Valentine Francis LynchCommonwealth Financial NetworkFSC Securities Corporation$5008-12-2010
Brian Patrick MacLeanCommonwealth Financial NetworkFSC Securities Corporation$2508-12-2010
Alexandra ArmstrongCommonwealth Financial NetworkFSC Securities Corporation$10007-23-2009
Elizabeth Villacorta FlemingCommonwealth Financial NetworkFSC Securities Corporation$10007-23-2009
Ryan Maughan FlemingCommonwealth Financial NetworkFSC Securities Corporation$1007-23-2009
Christopher James RiversCommonwealth Financial NetworkFSC Securities Corporation07-23-2009
Mary Louise MooreCommonwealth Financial NetworkFSC Securities Corporation$10007-23-2009
Carl Leonard HolubowichCommonwealth Financial NetworkFSC Securities Corporation07-23-2009
Smita M. SamantCommonwealth Financial NetworkFSC Securities Corporation07-06-2009
William Michael LeebCommonwealth Financial NetworkFSC Securities Corporation04-16-2009
Mark Kimberley TraubCommonwealth Financial NetworkFSC Securities Corporation04-16-2009
John Dale HausermanCommonwealth Financial NetworkFSC Securities Corporation04-16-2009
Dale Thomas WoodringCommonwealth Financial NetworkFSC Securities Corporation04-16-2009
David Raymond TravisCommonwealth Financial NetworkFSC Securities Corporation04-16-2009
Peter David DixonCommonwealth Financial NetworkFSC Securities Corporation04-16-2009

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.