Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scott Wayne LairLPL Financial LLCFSC Securities Corporation07-29-2019
Edward George SoudersLPL Financial LLCFSC Securities Corporation07-12-2019
Laurie J RussoLPL Financial LLCFSC Securities Corporation07-12-2019
Sean WestbrookStifel, Nicolaus & Company, IncorporatedFSC Securities Corporation$5506-28-2019
Sean Edward Andrew WestbrookStifel, Nicolaus & Company, IncorporatedFSC Securities Corporation06-28-2019
Edward Joseph BehmLPL Financial LLCFSC Securities Corporation06-04-2019
Steven Joseph CaseLPL Financial LLCFSC Securities Corporation05-09-2019
Adam B WeinerLPL Financial LLCFSC Securities Corporation05-09-2019
Jared I GussinParkland Securities, LLCFSC Securities Corporation05-08-2019
Bradley Wallington LewisLPL Financial LLCFSC Securities Corporation$2505-01-2019
Laurence Anthony IannarelliLPL Financial LLCFSC Securities Corporation$1204-30-2019
David QuinteroLPL Financial LLCFSC Securities Corporation04-30-2019
Harold William WoodwardLPL Financial LLCFSC Securities Corporation$15004-30-2019
Charles Gyude Bryant IIILPL Financial LLCFSC Securities Corporation04-30-2019
Cory Asher BoffLPL Financial LLCFSC Securities Corporation04-30-2019
Bryan Keith PeppersPruco Securities, LLC.FSC Securities Corporation$904-11-2019
Eric Michael HustadInternational Assets Advisory, LLCFSC Securities Corporation04-04-2019
Daniel Alfred ParisiNext Financial Group, Inc.FSC Securities Corporation$10004-03-2019
Maria MauceliLPL Financial LLCFSC Securities Corporation04-01-2019
Malcolm Douglas MaclennanNewbridge Securities CorporationFSC Securities Corporation$15003-29-2019
Patrick Sean MeehanSantander Securities LLCFSC Securities Corporation03-25-2019
Anna Marie Ocampo LovellInfinity Financial ServicesFSC Securities Corporation03-22-2019
J Kenneth RoskoLPL Financial LLCFSC Securities Corporation$5003-08-2019
Gavin Thomas ComptonGeneos Wealth Management, Inc.FSC Securities Corporation02-22-2019
William Henry Kumm IVRaymond James Financial Services, Inc.FSC Securities Corporation01-15-2019
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Showing 1 to 25 of 36 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.