Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey Louis FlowersGWFS Equities, Inc.FTB Advisors, Inc.12-14-2017
Louis Sarazan ConnellyDuncan-Williams, Inc.FTB Advisors, Inc.06-01-2017
Paul Henry BarlowPark Avenue Securities LLCFTB Advisors, Inc.02-07-2017
James Eustis Corrigan IIIUBS Financial Services Inc.FTB Advisors, Inc.01-04-2017
Carter York HansardSynovus Securities, Inc.FTB Advisors, Inc.$15008-01-2016
Jeffery Allen WieseUBS Financial Services Inc.FTB Advisors, Inc.11-17-2015
Deborah Ann FreemanSunTrust Investment Services, Inc.FTB Advisors, Inc.08-03-2015
Anthony Louis GressickStrategic Advisers LLCFTB Advisors, Inc.06-29-2015
David Jay LambersSunTrust Investment Services, Inc.FTB Advisors, Inc.$15004-27-2015
George Russell Coors IIStephensFTB Advisors, Inc.$1,00003-24-2015
Richard Stephen WetherbeeLPL Financial LLCFTB Advisors, Inc.08-28-2014
William Donavan Krag IISunTrust Investment Services, Inc.FTB Advisors, Inc.03-17-2014
Nicholas Wayne HodgeFifth Third Securities, Inc.FTB Advisors, Inc.03-03-2014
Heather Patricia MckinneyRaymond James Financial Services, Inc.FTB Advisors, Inc.08-15-2013
Brenda Lynn WoodySunTrust Investment Services, Inc.FTB Advisors, Inc.03-07-2013
Gerald Artemus NelsonWaddell & ReedFTB Advisors, Inc.03-01-2013
Jesse Kelin GilesSecurities Service Network, LLCFTB Advisors, Inc.02-08-2013
Melinda Gail RogersMerrill Lynch, Pierce, Fenner & Smith IncorporatedFTB Advisors, Inc.12-31-2012
Sepideh KadivarNorthwestern Mutual Investment Services, LLCFTB Advisors, Inc.12-06-2011
Adam Paul BurnettSunTrust Investment Services, Inc.FTB Advisors, Inc.07-07-2011
Caroline Stewart CoxCary Street PartnersFTB Advisors, Inc.$1,00007-05-2011
Jason Michael ArditoCary Street PartnersFTB Advisors, Inc.$15007-05-2011
Kimberly Dawn HolleyCary Street PartnersFTB Advisors, Inc.$15007-05-2011
Maureen Anne MaciverCary Street PartnersFTB Advisors, Inc.$15006-15-2011
Alexander Walker JonesLPL Financial LLCFTB Advisors, Inc.03-24-2011
Next Page »

Showing 1 to 25 of 34 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.