Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Hien Am NguyenAllstate Financial Services, LLCFarmers Financial Solutions, LLC09-29-2015
Kevin Marcel McWhorterAllstate Financial Services, LLCFarmers Financial Solutions, LLC09-16-2015
Sabrina Zenon HayesAllstate Financial Services, LLCFarmers Financial Solutions, LLC03-27-2015
David John PintoAmeriprise Financial Services, Inc.Farmers Financial Solutions, LLC04-20-2018
Laurie Kay KyroAW SecuritiesFarmers Financial Solutions, LLC02-16-2010
Derek Joseph McLaughlinCommonwealth Financial NetworkFarmers Financial Solutions, LLC12-21-2009
Jason Stuart PolkEdward JonesFarmers Financial Solutions, LLC07-29-2014
Mark Boun LauHD Vest Investment ServicesFarmers Financial Solutions, LLC08-30-2016
David Scott PeckHorace Mann Investors, Inc.Farmers Financial Solutions, LLC09-17-2018
Samaneh AnahidJ.P. Morgan Securities LLCFarmers Financial Solutions, LLC09-14-2017
Michael PetriJ.P. Morgan Securities LLCFarmers Financial Solutions, LLC09-21-2016
Jordan M. JurowLincoln Financial Securities CorporationFarmers Financial Solutions, LLC06-23-2017
Donald Anthony Wong Jr.Lincoln Financial Securities CorporationFarmers Financial Solutions, LLC02-28-2014
George Leonidas CamberisLPL Financial LLCFarmers Financial Solutions, LLC$1007-02-2012
Saphia Ahmed Dahal-BakerMerrill Lynch, Pierce, Fenner & Smith IncorporatedFarmers Financial Solutions, LLC09-19-2011
Susan Elizabeth McKinneyNationwide Securities, LLCFarmers Financial Solutions, LLC01-25-2014
Alvin Layton GriffisPlanMember Securities CorporationFarmers Financial Solutions, LLC07-31-2012
Thomas McDonaldPrincipal Securities, Inc.Farmers Financial Solutions, LLC07-01-2019
Sharon Kaye JansmaPrincipal Securities, Inc.Farmers Financial Solutions, LLC05-02-2019
Kenneth Carl ParkerPruco Securities, LLC.Farmers Financial Solutions, LLC01-08-2018
Jeffrey Allan MarksState Farm VP Management Corp.Farmers Financial Solutions, LLC04-26-2012
Steven Mark SorianoThrivent Investment Management Inc.Farmers Financial Solutions, LLC01-11-2017
Derwyn Castro AndaWells Fargo Clearing Services, LLCFarmers Financial Solutions, LLC08-06-2014
Joanna Xiaojuan ZhengZenpitney LLCFarmers Financial Solutions, LLC04-20-2015

Showing 1 to 24 of 24 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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