Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2019)
Recruiting Gains
Recruiting Losses
Net Gains
Latest moves
Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
---|---|---|---|---|
Hien Am Nguyen | Allstate Financial Services, LLC | Farmers Financial Solutions, LLC | — | 09-29-2015 |
Kevin Marcel McWhorter | Allstate Financial Services, LLC | Farmers Financial Solutions, LLC | — | 09-16-2015 |
Sabrina Zenon Hayes | Allstate Financial Services, LLC | Farmers Financial Solutions, LLC | — | 03-27-2015 |
David John Pinto | Ameriprise Financial Services, Inc. | Farmers Financial Solutions, LLC | — | 04-20-2018 |
Laurie Kay Kyro | AW Securities | Farmers Financial Solutions, LLC | — | 02-16-2010 |
Derek Joseph McLaughlin | Commonwealth Financial Network | Farmers Financial Solutions, LLC | — | 12-21-2009 |
Jason Stuart Polk | Edward Jones | Farmers Financial Solutions, LLC | — | 07-29-2014 |
Mark Boun Lau | HD Vest Investment Services | Farmers Financial Solutions, LLC | — | 08-30-2016 |
David Scott Peck | Horace Mann Investors, Inc. | Farmers Financial Solutions, LLC | — | 09-17-2018 |
Samaneh Anahid | J.P. Morgan Securities LLC | Farmers Financial Solutions, LLC | — | 09-14-2017 |
Michael Petri | J.P. Morgan Securities LLC | Farmers Financial Solutions, LLC | — | 09-21-2016 |
Jordan M. Jurow | Lincoln Financial Securities Corporation | Farmers Financial Solutions, LLC | — | 06-23-2017 |
Donald Anthony Wong Jr. | Lincoln Financial Securities Corporation | Farmers Financial Solutions, LLC | — | 02-28-2014 |
George Leonidas Camberis | LPL Financial LLC | Farmers Financial Solutions, LLC | $10 | 07-02-2012 |
Saphia Ahmed Dahal-Baker | Merrill Lynch, Pierce, Fenner & Smith Incorporated | Farmers Financial Solutions, LLC | — | 09-19-2011 |
Susan Elizabeth McKinney | Nationwide Securities, LLC | Farmers Financial Solutions, LLC | — | 01-25-2014 |
Alvin Layton Griffis | PlanMember Securities Corporation | Farmers Financial Solutions, LLC | — | 07-31-2012 |
Thomas McDonald | Principal Securities, Inc. | Farmers Financial Solutions, LLC | — | 07-01-2019 |
Sharon Kaye Jansma | Principal Securities, Inc. | Farmers Financial Solutions, LLC | — | 05-02-2019 |
Kenneth Carl Parker | Pruco Securities, LLC. | Farmers Financial Solutions, LLC | — | 01-08-2018 |
Jeffrey Allan Marks | State Farm VP Management Corp. | Farmers Financial Solutions, LLC | — | 04-26-2012 |
Steven Mark Soriano | Thrivent Investment Management Inc. | Farmers Financial Solutions, LLC | — | 01-11-2017 |
Derwyn Castro Anda | Wells Fargo Clearing Services, LLC | Farmers Financial Solutions, LLC | — | 08-06-2014 |
Joanna Xiaojuan Zheng | Zenpitney LLC | Farmers Financial Solutions, LLC | — | 04-20-2015 |
Showing 1 to 24 of 24 entries
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.