Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeremy LewisUS WealthFidelity Brokerage Services LLC09-18-2020
Kelly Lianne DavisVanguard Marketing CorporationFidelity Brokerage Services LLC09-16-2020
Emilio Joseph LapietraMorgan StanleyFidelity Brokerage Services LLC09-15-2020
Melissa R LesterRobinhood Financial, LLCFidelity Brokerage Services LLC08-13-2020
Brian Eric DennyRobinhood Financial, LLCFidelity Brokerage Services LLC08-06-2020
Amanda Rae EntersRobinhood Financial, LLCFidelity Brokerage Services LLC08-06-2020
Brett Richard PolzinEquitable Advisors, LLCFidelity Brokerage Services LLC07-31-2020
David Rey YbarraNorthwestern Mutual Investment Services, LLCFidelity Brokerage Services LLC07-31-2020
Matthew Charles CarbolAvantax Investment Services, Inc.Fidelity Brokerage Services LLC07-29-2020
Erin Elizabeth ChamberlainDeutsche Bank Securities Inc.Fidelity Brokerage Services LLC07-27-2020
Ryan Timothy McNelisCharles Schwab & Co., Inc.Fidelity Brokerage Services LLC07-23-2020
Lori A SutterHighTower Securities, LLCFidelity Brokerage Services LLC07-20-2020
Nathaniel Brooks HeathRaymond James & Associates, Inc.Fidelity Brokerage Services LLC07-15-2020
George Peter OrphanidesE*TRADE Securities LLCFidelity Brokerage Services LLC06-23-2020
Tamara Lynnette NaylorMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC06-18-2020
Brogan C WaltersCharles Schwab & Co., Inc.Fidelity Brokerage Services LLC06-05-2020
Cynthia Y AudishTD Ameritrade Investment Management, LLCFidelity Brokerage Services LLC06-03-2020
Tyson Lorin WalkerTownSquare Capital, LLCFidelity Brokerage Services LLC06-01-2020
David Christopher BurkeMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC05-26-2020
Jason FrischknechtMorgan StanleyFidelity Brokerage Services LLC05-19-2020
Matthew Layne JohnsonFisher InvestmentsFidelity Brokerage Services LLC05-11-2020
James Curtis LockeU.S. Bancorp Investments, Inc.Fidelity Brokerage Services LLC05-04-2020
Aaron G BrownMorgan StanleyFidelity Brokerage Services LLC04-20-2020
Desirae Nicole AguirreMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC04-16-2020
Scott M Kilduff JrMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC04-14-2020
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Showing 1 to 25 of 421 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.