Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jonathan Joseph MonjaziA.G.P. / Alliance Global PartnersFidelity Brokerage Services LLC05-01-2013
Andrew Edmund HammondAAFCPAs Wealth ManagementFidelity Brokerage Services LLC05-03-2017
Brian Edward CanningAbacus Wealth PartnersFidelity Brokerage Services LLC01-23-2012
Zaccary Spencer CallAllegis Investment Services, LLCFidelity Brokerage Services LLC11-05-2015
Matthew Taylor KeenerAllstate Financial Services, LLCFidelity Brokerage Services LLC10-27-2017
Alton Ryan LumpkinAllstate Financial Services, LLCFidelity Brokerage Services LLC04-19-2017
James Robert KarbergAllstate Financial Services, LLCFidelity Brokerage Services LLC01-25-2017
Jim Hwa ChenAllstate Financial Services, LLCFidelity Brokerage Services LLC04-17-2015
Joshua Matthew RomanAllstate Financial Services, LLCFidelity Brokerage Services LLC$110-26-2011
Michael John ElcockAllstate Financial Services, LLCFidelity Brokerage Services LLC05-27-2010
Jason Anthony WoodardAllstate Financial Services, LLCFidelity Brokerage Services LLC$103-18-2009
Spencer Dan BeardAlpine Securities CorporationFidelity Brokerage Services LLC02-27-2017
Nicholas Creer GodfreyAmeriprise Financial Services, Inc.Fidelity Brokerage Services LLC01-19-2018
Michael John O'KeeffeAmeriprise Financial Services, Inc.Fidelity Brokerage Services LLC01-18-2018
Emma Catherine MullinsAmeriprise Financial Services, Inc.Fidelity Brokerage Services LLC05-04-2017
James Eric CopelandAmeriprise Financial Services, Inc.Fidelity Brokerage Services LLC04-26-2017
Andre Norman LaplanteAmeriprise Financial Services, Inc.Fidelity Brokerage Services LLC03-16-2015
Abigail Grace CrainAmeriprise Financial Services, Inc.Fidelity Brokerage Services LLC08-04-2014
Doug John IrelandAmeriprise Financial Services, Inc.Fidelity Brokerage Services LLC03-14-2014
Cory Ryan PreussAmeriprise Financial Services, Inc.Fidelity Brokerage Services LLC03-10-2014
Jane Ellen BriskinAmeriprise Financial Services, Inc.Fidelity Brokerage Services LLC03-04-2013
Eugene WeinsteinAmeriprise Financial Services, Inc.Fidelity Brokerage Services LLC01-11-2013
Michael John WestAmeriprise Financial Services, Inc.Fidelity Brokerage Services LLC03-27-2012
Michael Anthony CanzoneAmeriprise Financial Services, Inc.Fidelity Brokerage Services LLC11-11-2011
Brett Robert KahnertAmeriprise Financial Services, Inc.Fidelity Brokerage Services LLC07-01-2011
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Showing 1 to 25 of 964 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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