Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Momin H KhanVALIC Financial Advisors, Inc.Fidelity Brokerage Services LLC02-03-2009
Candace Branham SmithUBS Financial Services Inc.Fidelity Brokerage Services LLC02-05-2009
Matthew Paul VanbeekumRaymond James Financial Services, Inc.Fidelity Brokerage Services LLC03-02-2009
Timothy James GinleyCommonwealth Financial NetworkFidelity Brokerage Services LLC$103-12-2009
Jason Anthony WoodardAllstate Financial Services, LLCFidelity Brokerage Services LLC$103-18-2009
Brigham G. ChristiansenSecurian Financial Services, Inc.Fidelity Brokerage Services LLC03-25-2009
Geoffrey Gordon GlazierCrown Capital Securities, L.P.Fidelity Brokerage Services LLC03-31-2009
Michael J. MartinPNC InvestmentsFidelity Brokerage Services LLC04-02-2009
Dustin William ScobeyFarmers Financial Solutions, LLCFidelity Brokerage Services LLC04-20-2009
James Michael SullivanEssex Financial Services, Inc.Fidelity Brokerage Services LLC$104-20-2009
John Michael FlynnChase Investment Services Corp.Fidelity Brokerage Services LLC04-20-2009
Jason Bryce CalvertEdward JonesFidelity Brokerage Services LLC$5004-27-2009
William Robert Brown Jr.TD Ameritrade Investment Management, LLCFidelity Brokerage Services LLC04-27-2009
Nathan Joseph CluxtonBMO Harris Financial Advisors, Inc.Fidelity Brokerage Services LLC$5005-18-2009
Trent John WilliamsEdward JonesFidelity Brokerage Services LLC05-18-2009
Elizabeth Marie GirbertNorthwestern Mutual Investment Services, LLCFidelity Brokerage Services LLC05-21-2009
Jamin Micah KingEdward JonesFidelity Brokerage Services LLC06-01-2009
Adam Jonathan BourkBeaumont Financial Partners LLCFidelity Brokerage Services LLC06-19-2009
Brian Michael KenneyRaymond James Financial Services, Inc.Fidelity Brokerage Services LLC06-29-2009
Cathleen Anne StrongTD Ameritrade Investment Management, LLCFidelity Brokerage Services LLC06-30-2009
Braydon Michael StrousWaddell & ReedFidelity Brokerage Services LLC07-24-2009
Jonathon Craig HendersonEdward JonesFidelity Brokerage Services LLC08-10-2009
Phillip Gerald BucknerAmeriprise Financial Services, Inc.Fidelity Brokerage Services LLC08-10-2009
Scott Alan JosephMML Investors Services, LLCFidelity Brokerage Services LLC08-10-2009
Patrick J DrazgaDrazga Wealth Advisors, LLCFidelity Brokerage Services LLC08-28-2009
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Showing 1 to 25 of 964 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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