Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Dana ObornTD Ameritrade Investment Management, LLCFidelity Brokerage Services LLC07-12-2019
Michael Lorin RossCrow Creek WealthFidelity Brokerage Services LLC05-17-2019
Glen Eric MonroeMonroe Wealth Management LLCFidelity Brokerage Services LLC04-11-2019
Jimmy Dao LinTD Ameritrade Investment Management, LLCFidelity Brokerage Services LLC04-04-2019
Casey Roberts HullGroveFidelity Brokerage Services LLC03-06-2019
Wing Yin Teresa LeeJ.P. Morgan Securities LLCFidelity Brokerage Services LLC01-08-2019
James John BuriMorgan StanleyFidelity Brokerage Services LLC$5011-30-2018
Christopher Raymond RickCypress Wealth Services, LLCFidelity Brokerage Services LLC09-19-2018
Alissa Anne KroegerSecurities America, Inc.Fidelity Brokerage Services LLC08-17-2018
Cameron Jaimes KilleenCNR Securities, LLCFidelity Brokerage Services LLC06-08-2018
Aren YarianVoya Financial Advisors, Inc.Fidelity Brokerage Services LLC05-29-2018
Nancy AgaibyVoya Financial Advisors, Inc.Fidelity Brokerage Services LLC$10005-21-2018
Casey Elsworth MarksLPL Financial LLCFidelity Brokerage Services LLC05-17-2018
Ning GuoMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC05-15-2018
Grant Konstantinovich Ter-AvanesyanGrant Private Wealth ManagementFidelity Brokerage Services LLC04-03-2018
Ludmila Ter-AvanesyanGrant Private Wealth ManagementFidelity Brokerage Services LLC04-03-2018
Arielle N. DanielsNYLIFE Securities LLCFidelity Brokerage Services LLC02-06-2018
Anthony S. RichardsonCity National Securities, Inc.Fidelity Brokerage Services LLC12-19-2017
Timothy J. GreavesPersonal Capital Advisors CorporationFidelity Brokerage Services LLC10-17-2017
Joseph Michael Damico IIPersonal Capital Advisors CorporationFidelity Brokerage Services LLC09-15-2017
Paul Cruz GutierrezMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC08-23-2017
Brett Fletcher RocineJ.P. Morgan Securities LLCFidelity Brokerage Services LLC$10007-20-2017
Douglas Oscar BeaudoinMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC07-18-2017
Michael Anthony TallonJ.P. Morgan Securities LLCFidelity Brokerage Services LLC07-11-2017
Hovik John MavyanThrivent Investment Management Inc.Fidelity Brokerage Services LLC05-09-2017
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Showing 1 to 25 of 49 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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