Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Emily Ann GuglielmoWilliam BlairFidelity Brokerage Services LLC05-30-2019
Steven Robert SchroederTD Ameritrade Investment Management, LLCFidelity Brokerage Services LLC12-06-2018
Michael Anthony TaborskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC11-14-2018
Vincent Harambasic IIIJ.P. Morgan Securities LLCFidelity Brokerage Services LLC04-13-2018
Michael Joseph GeorgalasJ.P. Morgan Securities LLCFidelity Brokerage Services LLC10-20-2017
Jeffrey Mcginnity FitzgeraldMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC10-06-2017
Adam Charles PaulsonLPL Financial LLCFidelity Brokerage Services LLC$15009-21-2017
Pablo De La LlamaJ.P. Morgan Securities LLCFidelity Brokerage Services LLC08-25-2017
Brian F. JohnsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC08-21-2017
David Alan JosephTD Ameritrade Investment Management, LLCFidelity Brokerage Services LLC08-15-2017
Maximilian Koji DavisJ.P. Morgan Securities LLCFidelity Brokerage Services LLC08-29-2016
Freddy GarciaLeft Brain Wealth Management, LLCFidelity Brokerage Services LLC08-08-2016
Alfred G NicholsNichols Wealth AdvisorsFidelity Brokerage Services LLC07-14-2016
Matthew Alexander PfisterMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC03-30-2016
Michael T. TruckenmillerJ.P. Morgan Securities LLCFidelity Brokerage Services LLC03-15-2016
Alexander William LenzJ.P. Morgan Securities LLCFidelity Brokerage Services LLC$1010-01-2015
Donovan Jay EhrmanCUNA Brokerage Services, Inc.Fidelity Brokerage Services LLC$1010-02-2014
Patrick TerrazzanoEdward JonesFidelity Brokerage Services LLC09-08-2011
Colin Callahan ChaseMindful Money Financial Counsel, LLCFidelity Brokerage Services LLC01-07-2011
Nathan Joseph CluxtonBMO Harris Financial Advisors, Inc.Fidelity Brokerage Services LLC05-18-2009

Showing 1 to 20 of 20 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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