Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kevin Neal JonesCreative Planning, Inc.Fidelity Brokerage Services LLC10-19-2015
Brett Thomas CisperNorthwestern Mutual Investment Services, LLCFidelity Brokerage Services LLC09-09-2015
Arnold Raymond KimanCreative Planning, Inc.Fidelity Brokerage Services LLC08-25-2014
Henry Peter ConlonCreative Planning, Inc.Fidelity Brokerage Services LLC08-04-2014
Carlos J F LopezCreative Planning, Inc.Fidelity Brokerage Services LLC07-24-2014
Rollan Errol DizonCreative Planning, Inc.Fidelity Brokerage Services LLC07-11-2014
Ryan O FolsterCreative Planning, Inc.Fidelity Brokerage Services LLC07-11-2014
John J KangCreative Planning, Inc.Fidelity Brokerage Services LLC03-12-2014
Kimberly Ann RiewertsCreative Planning, Inc.Fidelity Brokerage Services LLC02-24-2014
Sean Paul GranereCreative Planning, Inc.Fidelity Brokerage Services LLC01-23-2014
Conner Thomas SivewrightCreative Planning, Inc.Fidelity Brokerage Services LLC07-23-2013
Christopher P KelliherCreative Planning, Inc.Fidelity Brokerage Services LLC07-15-2013
Andrew Keith ShearerCreative Planning, Inc.Fidelity Brokerage Services LLC10-22-2012
Bryan Joseph O'DellCreative Planning, Inc.Fidelity Brokerage Services LLC04-23-2012
Kenneth A Steeves Jr.Creative Planning, Inc.Fidelity Brokerage Services LLC03-27-2012
Christopher Bonner NorthCreative Planning, Inc.Fidelity Brokerage Services LLC02-24-2012
Joseph Sebastian FazekasCreative Planning, Inc.Fidelity Brokerage Services LLC02-21-2012
Kaylynn Delaney WattsCreative Planning, Inc.Fidelity Brokerage Services LLC02-10-2012
Michael Scott MoleskiCreative Planning, Inc.Fidelity Brokerage Services LLC01-19-2012
Brett Thomas BroylesCreative Planning, Inc.Fidelity Brokerage Services LLC12-21-2011

Showing 1 to 20 of 20 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.