Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Gregory SextonMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC06-18-2018
Ian Eugene ReaSlate Peak Financial Services, LLCFidelity Brokerage Services LLC05-24-2018
Dillon Jacob GeelanMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC05-09-2018
Luke James TrotochaudMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC04-30-2018
Daniel Joseph SextonBeaumont Financial Partners LLCFidelity Brokerage Services LLC02-20-2018
Amanda Elizabeth CarterEF Legacy Securities, LLCFidelity Brokerage Services LLC11-28-2017
Christopher Phong PhamMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC11-01-2017
Tristan Thomas HendersonSantander Securities LLCFidelity Brokerage Services LLC10-25-2017
Nicholas Richard BridgesMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC09-25-2017
Zachary Ryan MenardMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC06-14-2017
Nicholas George DippelMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC06-09-2017
Nicole Marie GuarinoGWFS Equities, Inc.Fidelity Brokerage Services LLC06-05-2017
Andrew Edmund HammondAAFCPAs Wealth ManagementFidelity Brokerage Services LLC05-03-2017
Daniel Stephen Enos Jr.Signator Investors, Inc.Fidelity Brokerage Services LLC04-25-2017
Matthew Patrick GreeneCommonwealth Financial NetworkFidelity Brokerage Services LLC03-22-2017
Alexander Crawford ChigasMorgan StanleyFidelity Brokerage Services LLC03-13-2017
Mark LehoullierRaymond James Financial Services, Inc.Fidelity Brokerage Services LLC10-28-2016
Matthew James BurkeNorthwestern Mutual Investment Services, LLCFidelity Brokerage Services LLC10-28-2016
Kevin Russell WebberHeritage Financial Services, LLCFidelity Brokerage Services LLC10-06-2016
Robert Daniel WhitfieldMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC$110-05-2016
Rebecca Faye WilsonGWFS Equities, Inc.Fidelity Brokerage Services LLC06-23-2016
James Thomas Sparks Jr.Elliott Asset ManagementFidelity Brokerage Services LLC06-01-2016
Gerald Steven MeeMoors & Cabot, Inc.Fidelity Brokerage Services LLC05-16-2016
Kevin Paul MurphyEF Legacy Securities, LLCFidelity Brokerage Services LLC05-10-2016
Michael Joseph EmmonsMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC$104-25-2016
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Showing 1 to 25 of 67 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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