Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Elizabeth Kenton BrownBB&T Securities, LLCFidelity Brokerage Services LLC02-27-2018
Nilsa Michelle DanielMorgan StanleyFidelity Brokerage Services LLC08-11-2017
Lawrence Schuman MakepeaceMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC07-28-2017
Brian Patrick MarionPNC InvestmentsFidelity Brokerage Services LLC03-01-2017
Richard Stephen VaskoTRUE BEARING FINANCIAL PLANNING, LLCFidelity Brokerage Services LLC01-05-2017
Steven Dale AndersonWells Fargo Clearing Services, LLCFidelity Brokerage Services LLC09-26-2016
Matthew Barton HowardVALIC Financial Advisors, Inc.Fidelity Brokerage Services LLC06-27-2016
John David Wilson IIPNC InvestmentsFidelity Brokerage Services LLC06-16-2016
Dorothy Ann SperryCetera Advisor Networks LLCFidelity Brokerage Services LLC04-22-2016
Kristopher Leon ByrdMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC11-02-2015
William Noel ChitwoodCapFinancial Securities, LLC.Fidelity Brokerage Services LLC09-16-2015
Michael Gabriel MasonMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC08-31-2015
Hunter Carson MotteVoya Financial Advisors, Inc.Fidelity Brokerage Services LLC08-19-2015
Christopher Joseph GureLPL Financial LLCFidelity Brokerage Services LLC08-11-2015
Charles Louis CoxMorgan StanleyFidelity Brokerage Services LLC07-10-2015
Brian Charles ElefanteLPL Financial LLCFidelity Brokerage Services LLC01-05-2015
Timothy Penn NugentSunTrust Investment Services, Inc.Fidelity Brokerage Services LLC01-02-2015
Jason Robert GillespieMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC10-20-2014
Keith Randall BlumenstockPNC InvestmentsFidelity Brokerage Services LLC$109-29-2014
Mickey Murdock MortonWells Fargo Clearing Services, LLCFidelity Brokerage Services LLC04-01-2014
James Harry Rosensteel Jr.Wells Fargo Clearing Services, LLCFidelity Brokerage Services LLC02-12-2014
Gina D HallMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC01-06-2014
Justin Joseph MckayBB&T INVESTMENT SERVICES, INC.Fidelity Brokerage Services LLC11-19-2013
Philip Marcus Winstead Jr.PNC InvestmentsFidelity Brokerage Services LLC$110-28-2013
Paul Joseph FaulknerAon Hewitt Financial Advisors, LLCFidelity Brokerage Services LLC07-19-2012
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Showing 1 to 25 of 27 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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