Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Vionca Layosha Murray-SaxonJ.P. Morgan Securities LLCFidelity Brokerage Services LLC05-10-2019
Rebecca Bryant DickersonMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC02-21-2019
Robert Charles KeatingSecurities America, Inc.Fidelity Brokerage Services LLC11-08-2018
Michael George HigginsWoodbury Financial Services, Inc.Fidelity Brokerage Services LLC11-07-2018
Michael Anthony D'OnofrioMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC09-25-2018
Matthew Vincent ZambrottaPeople's Securities, Inc.Fidelity Brokerage Services LLC08-09-2018
Maie Raafat IbrahimLPL Financial LLCFidelity Brokerage Services LLC04-25-2018
Sunilda Pilar VasquezJ.P. Morgan Securities LLCFidelity Brokerage Services LLC04-19-2018
Michael John O'KeeffeAmeriprise Financial Services, Inc.Fidelity Brokerage Services LLC01-18-2018
Mark Nene MagnusenPruco Securities, LLC.Fidelity Brokerage Services LLC01-16-2018
Kyle George CorganNewbridge Securities CorporationFidelity Brokerage Services LLC$5001-03-2018
Michael Anthony John VillafaneMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC06-30-2017
Robert Terence WrightJ.P. Morgan Securities LLCFidelity Brokerage Services LLC04-28-2017
Alexander John WilsonUBS Financial Services Inc.Fidelity Brokerage Services LLC02-27-2017
Jamie Vincent DelioJ.P. Morgan Securities LLCFidelity Brokerage Services LLC04-19-2016
Scott E HirschVALIC Financial Advisors, Inc.Fidelity Brokerage Services LLC07-20-2015
Salvatore PaternicoLPL Financial LLCFidelity Brokerage Services LLC05-15-2015
Steven R. AbermanLPL Financial LLCFidelity Brokerage Services LLC07-29-2014
Stanley Christopher SarliMorgan StanleyFidelity Brokerage Services LLC06-19-2013
Petar Alexiev ArizanovOppenheimer & Co. Inc.Fidelity Brokerage Services LLC$5004-16-2013
Roberta Michelle WagnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC09-14-2011
Edward Francis Dunphy Jr.TD Ameritrade Investment Management, LLCFidelity Brokerage Services LLC03-18-2011

Showing 1 to 22 of 22 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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