Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Eric M. TonesEdward JonesFidelity Brokerage Services LLC07-05-2019
Brad A. BartzRidgewood Wealth Management LLCFidelity Brokerage Services LLC06-04-2019
Daniel WorobiecJ.P. Morgan Securities LLCFidelity Brokerage Services LLC01-07-2019
Landon Allen MarxLPL Financial LLCFidelity Brokerage Services LLC12-11-2018
Thomas R. HermannFirst Command Financial Planning, Inc.Fidelity Brokerage Services LLC12-04-2018
Gerardo CalderonMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC10-30-2018
Chris Jon KnabeCUSO Financial Services, L.P.Fidelity Brokerage Services LLC$2510-01-2018
Michael Joseph Dunham Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC09-11-2018
Lawrence Alix Foster IIEdward JonesFidelity Brokerage Services LLC08-31-2018
Michael W. MackeyEdward JonesFidelity Brokerage Services LLC07-27-2018
Paul Michael Rahn Jr.The SumFidelity Brokerage Services LLC07-11-2018
Josue Eduardo GonzalezMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC04-26-2018
Michelle Lynn MorrowGWN Securities Inc.Fidelity Brokerage Services LLC03-05-2018
Sheila Westcott OmwirhirenJ.P. Morgan Securities LLCFidelity Brokerage Services LLC03-05-2018
Paul Shannon MichelProvident Financial Planning, LLCFidelity Brokerage Services LLC01-24-2018
Nicholas Creer GodfreyAmeriprise Financial Services, Inc.Fidelity Brokerage Services LLC01-19-2018
Tyrell Max PetersonFisher InvestmentsFidelity Brokerage Services LLC01-09-2018
David A. KemperCambridge Investment Research, Inc.Fidelity Brokerage Services LLC12-06-2017
Paul J ParkCreative Planning, Inc.Fidelity Brokerage Services LLC11-20-2017
Austin Joseph MartyFisher InvestmentsFidelity Brokerage Services LLC11-15-2017
Russell Gregory DemeyereFisher InvestmentsFidelity Brokerage Services LLC11-15-2017
Matthew T. KeenerAllstate Financial Services, LLCFidelity Brokerage Services LLC10-27-2017
Chase G. AmisFisher InvestmentsFidelity Brokerage Services LLC10-18-2017
Brandon Stephen BrooksFisher InvestmentsFidelity Brokerage Services LLC10-18-2017
Megan Elizabeth StrnadelWells Fargo Clearing Services, LLCFidelity Brokerage Services LLC09-22-2017
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Showing 1 to 25 of 78 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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