Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Thomas DominguezJ.P. Morgan Securities LLCFidelity Brokerage Services LLC04-13-2020
Jacob Jennings TownsendCharles Schwab & Co., Inc.Fidelity Brokerage Services LLC03-18-2020
Christopher Michael JexJ.P. Morgan Securities LLCFidelity Brokerage Services LLC10-03-2019
Jonathan Young KohFirst Command Financial Planning, Inc.Fidelity Brokerage Services LLC09-26-2019
Karim Ali AladimiCharles Schwab & Co., Inc.Fidelity Brokerage Services LLC07-17-2019
Brandon Joseph PotterHorace Mann Investors, Inc.Fidelity Brokerage Services LLC06-03-2019
Katarzyna Malgorzata LabraCharles Schwab & Co., Inc.Fidelity Brokerage Services LLC04-16-2019
Paul Joseph MoynihanMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC04-10-2019
Christine A. HarmonCharles Schwab & Co., Inc.Fidelity Brokerage Services LLC03-07-2019
Ariel BeltranJ.P. Morgan Securities LLCFidelity Brokerage Services LLC02-04-2019
Jonathan Clay TidwellCharles Schwab & Co., Inc.Fidelity Brokerage Services LLC12-20-2018
Frances Cassini BrickerJ.P. Morgan Securities LLCFidelity Brokerage Services LLC12-05-2018
Thomas R. HermannFirst Command Financial Planning, Inc.Fidelity Brokerage Services LLC12-04-2018
Zachary Alexander EstradaCharles Schwab & Co., Inc.Fidelity Brokerage Services LLC11-30-2018
Spencer Neal McCoyCharles Schwab & Co., Inc.Fidelity Brokerage Services LLC11-12-2018
Gerardo CalderonMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC10-30-2018
Joshua Jacob SalazarCharles Schwab & Co., Inc.Fidelity Brokerage Services LLC10-12-2018
Daniel Ray LaneCharles Schwab & Co., Inc.Fidelity Brokerage Services LLC10-05-2018
Brolin Michael McKayCharles Schwab & Co., Inc.Fidelity Brokerage Services LLC08-09-2018
Carissa Renee RoitschCharles Schwab & Co., Inc.Fidelity Brokerage Services LLC08-02-2018
Paul Andrew DysonCharles Schwab & Co., Inc.Fidelity Brokerage Services LLC07-31-2018
John Christopher AlbrechtTD Ameritrade, Inc.Fidelity Brokerage Services LLC06-26-2018
Trong Van PresleyUSAA Financial Advisors, Inc.Fidelity Brokerage Services LLC$2505-18-2018
Kyle William MelkertCharles Schwab & Co., Inc.Fidelity Brokerage Services LLC04-19-2018
Brandon Michael WhiteJ.P. Morgan Securities LLCFidelity Brokerage Services LLC04-05-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.