Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Janna Berrett HansenAllegis Investment Services, LLCFidelity Brokerage Services LLC03-10-2017
Spencer Dan BeardAlpine Securities CorporationFidelity Brokerage Services LLC02-27-2017
Jeffrey Ray JensenAXA Advisors, LLCFidelity Brokerage Services LLC06-08-2017
Carl John RidingAXA Advisors, LLCFidelity Brokerage Services LLC09-08-2015
Mitchell Stephen HallerAXA Advisors, LLCFidelity Brokerage Services LLC02-03-2015
Trevor Neal KnudtsonBruce A. Lefavi Securities, Inc.Fidelity Brokerage Services LLC06-05-2014
Stephen Jeffrey PaceBruce A. Lefavi Securities, Inc.Fidelity Brokerage Services LLC03-18-2014
Lucas L. AllenCapita Financial Network, LLCFidelity Brokerage Services LLC02-16-2018
Theresa Jeanette CombsCapital Wealth Advisors, LLCFidelity Brokerage Services LLC08-08-2018
John A. BaronChase Investment Services Corp.Fidelity Brokerage Services LLC03-29-2010
Taylor David JonesE*TRADE Securities LLCFidelity Brokerage Services LLC03-14-2019
Cavet Nathaniel NelsonE*TRADE Securities LLCFidelity Brokerage Services LLC07-03-2018
Andrew Ronald BlackE*TRADE Securities LLCFidelity Brokerage Services LLC03-02-2018
Edward Aaron JolleyE*TRADE Securities LLCFidelity Brokerage Services LLC12-07-2017
Derrick Ray BevanE*TRADE Securities LLCFidelity Brokerage Services LLC03-03-2017
Michael Roland GeeE*TRADE Securities LLCFidelity Brokerage Services LLC02-16-2017
Inga VintereE*TRADE Securities LLCFidelity Brokerage Services LLC02-03-2017
Aaron Joel FieroE*TRADE Securities LLCFidelity Brokerage Services LLC05-19-2016
Sarah Jayne StringfellowE*TRADE Securities LLCFidelity Brokerage Services LLC12-19-2013
Robert A. TorresE*TRADE Securities LLCFidelity Brokerage Services LLC07-27-2009
Matthew P. RashE*TRADE Securities LLCFidelity Brokerage Services LLC06-01-2009
Roland Kent MilesE*TRADE Securities LLCFidelity Brokerage Services LLC04-27-2009
Kyle Scott ParkinEdward JonesFidelity Brokerage Services LLC01-30-2019
Samuel William JulkunenFidelity Brokerage Services LLCFidelity Brokerage Services LLC10-10-2019
Long Quang TrinhFidelity Brokerage Services LLCFidelity Brokerage Services LLC01-03-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.