Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Gene SzczepanikTD Ameritrade Investment Management, LLCFidelity Brokerage Services LLC09-08-2011
Colby J. YoungLPL Financial LLCFidelity Brokerage Services LLC03-28-2013
Selina Fonuku RaassMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC05-21-2014
Aaron B. AtwoodJ.P. Morgan Securities LLCFidelity Brokerage Services LLC06-04-2014
Trevor Neal KnudtsonBruce A. Lefavi Securities, Inc.Fidelity Brokerage Services LLC06-05-2014
Adam David PaceWells Fargo Clearing Services, LLCFidelity Brokerage Services LLC09-05-2014
Samuel David NielsonMWA Financial Services Inc.Fidelity Brokerage Services LLC11-10-2014
Jonathan Brent RogersLPL Financial LLCFidelity Brokerage Services LLC11-21-2014
Kimberly Alvarenga StarrMorgan StanleyFidelity Brokerage Services LLC02-26-2015
David Alexander GunnLPL Financial LLCFidelity Brokerage Services LLC01-29-2016
Benjamin West JusticeSoltis Investment Advisors, LLCFidelity Brokerage Services LLC07-26-2016
Michael Daniel DunnU.S. Bancorp Investments, Inc.Fidelity Brokerage Services LLC$1009-30-2016
Matthew D. NaylorLPL Financial LLCFidelity Brokerage Services LLC06-28-2017
Zachary P. ErtelBruce A. Lefavi Securities, Inc.Fidelity Brokerage Services LLC07-27-2017
Briton K. HillWeber Global Management, IncFidelity Brokerage Services LLC12-01-2017
Adam Christian JensenU.S. Bancorp Investments, Inc.Fidelity Brokerage Services LLC04-03-2018
Bryce R. JenkinsRoyal Alliance Associates, Inc.Fidelity Brokerage Services LLC04-23-2018
Spencer Andrew OrmeLPL Financial LLCFidelity Brokerage Services LLC03-01-2019

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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