Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Craig C HuttonLPL Financial LLCFifth Third Securities, Inc.$10010-09-2020
Travis J HarrisWells Fargo Clearing Services, LLCFifth Third Securities, Inc.09-28-2020
Neal Robert GobyTD Ameritrade, Inc.Fifth Third Securities, Inc.09-11-2020
Joseph R MarshallThe Huntington Investment CompanyFifth Third Securities, Inc.08-31-2020
Tony L IanniCharles Schwab & Co., Inc.Fifth Third Securities, Inc.08-17-2020
Marion Jay TuckerEquitable Advisors, LLCFifth Third Securities, Inc.$2508-14-2020
Kevin M DoyleCitizens Securities, Inc.Fifth Third Securities, Inc.08-14-2020
Michael Steven AmesSA Stone Wealth Management Inc.Fifth Third Securities, Inc.$1008-03-2020
Lakesha A JohnsonAllstate Financial Services, LLCFifth Third Securities, Inc.07-28-2020
Kenneth J CrawfordThe Huntington Investment CompanyFifth Third Securities, Inc.07-15-2020
David Lawrence BaileyLPL Financial LLCFifth Third Securities, Inc.07-13-2020
Marcellus Joseph HollendonerWaddell & ReedFifth Third Securities, Inc.$4307-02-2020
Justin Nicholas Del CampoWaddell & ReedFifth Third Securities, Inc.$5006-22-2020
James Michael GabrielLPL Financial LLCFifth Third Securities, Inc.06-04-2020
Christopher Herter EkstromMerrill Lynch, Pierce, Fenner & Smith IncorporatedFifth Third Securities, Inc.05-11-2020
Seth Allen SilcockMonon Wealth ManagementFifth Third Securities, Inc.05-08-2020
Sarah M ShahrezaeiFirst Citizens Investor Services, Inc.Fifth Third Securities, Inc.04-30-2020
Aaron Glenn BallMerrill Lynch, Pierce, Fenner & Smith IncorporatedFifth Third Securities, Inc.04-28-2020
Adam K CarterMerrill Lynch, Pierce, Fenner & Smith IncorporatedFifth Third Securities, Inc.04-16-2020
John H ShankInfinex Investments, Inc.Fifth Third Securities, Inc.04-01-2020
Joseph Anthony RandolphWells Fargo Clearing Services, LLCFifth Third Securities, Inc.03-25-2020
Angelica V VukobratovichCetera Investment Services LLCFifth Third Securities, Inc.03-24-2020
Paula L SheffieldCetera Investment Services LLCFifth Third Securities, Inc.03-20-2020
John Sheldon VaughanPruco Securities, LLC.Fifth Third Securities, Inc.03-10-2020
Keith Eugene DershemU.S. Bancorp Investments, Inc.Fifth Third Securities, Inc.$10002-21-2020
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Showing 1 to 25 of 383 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.