Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Glenn BallMerrill Lynch, Pierce, Fenner & Smith IncorporatedFifth Third Securities, Inc.04-28-2020
Thomas Antonio NerneyMerrill Lynch, Pierce, Fenner & Smith IncorporatedFifth Third Securities, Inc.04-02-2020
John H. ShankInfinex Investments, Inc.Fifth Third Securities, Inc.04-01-2020
Joseph Anthony RandolphWells Fargo Clearing Services, LLCFifth Third Securities, Inc.03-25-2020
Angelica V. VukobratovichCetera Investment Services LLCFifth Third Securities, Inc.$1003-24-2020
Paula L. SheffieldCetera Investment Services LLCFifth Third Securities, Inc.03-20-2020
John Sheldon VaughanPruco Securities, LLC.Fifth Third Securities, Inc.03-10-2020
Keith Eugene DershemU.S. Bancorp Investments, Inc.Fifth Third Securities, Inc.02-21-2020
Reuben Robert RashtyMorgan StanleyFifth Third Securities, Inc.02-05-2020
Sandra D CruseFirst Citizens Investor Services, Inc.Fifth Third Securities, Inc.01-29-2020
Shannon J. BauerJ.P. Morgan Securities LLCFifth Third Securities, Inc.01-28-2020
Charles A. FowlerThe Huntington Investment CompanyFifth Third Securities, Inc.01-24-2020
Michael Victor AwwadCetera Investment Services LLCFifth Third Securities, Inc.$15001-08-2020
Gregory Scott ForsytheThe Huntington Investment CompanyFifth Third Securities, Inc.01-08-2020
Danielle Erin WorkmanLincoln Financial Advisors CorporationFifth Third Securities, Inc.12-20-2019
Lucas J BellJ.P. Morgan Securities LLCFifth Third Securities, Inc.12-17-2019
Ann Michelle DavisJ.P. Morgan Securities LLCFifth Third Securities, Inc.12-11-2019
Ashley Corbin DentMerrill Lynch, Pierce, Fenner & Smith IncorporatedFifth Third Securities, Inc.12-06-2019
Ross M GoadThe Huntington Investment CompanyFifth Third Securities, Inc.12-03-2019
Jay B. HowardMerrill Lynch, Pierce, Fenner & Smith IncorporatedFifth Third Securities, Inc.$2512-02-2019
Souheil Hassib ChalhoubPNC InvestmentsFifth Third Securities, Inc.11-25-2019
Chester Michael Waggoner Jr.Cetera Investment Services LLCFifth Third Securities, Inc.10-21-2019
Stewart Earl SchraderRaymond James Financial Services, Inc.Fifth Third Securities, Inc.$15010-15-2019
Allison E SchullerJ.P. Morgan Securities LLCFifth Third Securities, Inc.10-14-2019
Darren Roy JamesPruco Securities, LLC.Fifth Third Securities, Inc.10-07-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.