Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Danielle Erin WorkmanLincoln Financial Advisors CorporationFifth Third Securities, Inc.12-20-2019
Ashley Corbin DentMerrill Lynch, Pierce, Fenner & Smith IncorporatedFifth Third Securities, Inc.12-09-2019
Ashley Corbin DentMerrill Lynch, Pierce, Fenner & Smith IncorporatedFifth Third Securities, Inc.12-06-2019
Ross M GoadThe Huntington Investment CompanyFifth Third Securities, Inc.12-03-2019
Jay B. HowardMerrill Lynch, Pierce, Fenner & Smith IncorporatedFifth Third Securities, Inc.12-02-2019
Souheil Hassib ChalhoubPNC InvestmentsFifth Third Securities, Inc.11-25-2019
Chester Michael Waggoner Jr.Cetera Investment Services LLCFifth Third Securities, Inc.10-21-2019
Stewart Earl SchraderRaymond James Financial Services, Inc.Fifth Third Securities, Inc.$15010-15-2019
Allison E SchullerJ.P. Morgan Securities LLCFifth Third Securities, Inc.10-14-2019
Darren Roy JamesPruco Securities, LLC.Fifth Third Securities, Inc.10-07-2019
Christopher M. AlbaneseUBS Financial Services Inc.Fifth Third Securities, Inc.09-30-2019
Samuel Ian BrandonSynovus Securities, Inc.Fifth Third Securities, Inc.09-27-2019
Joshua John MalyLPL Financial LLCFifth Third Securities, Inc.09-20-2019
Amanda J. SimmonsHoran Securities, Inc.Fifth Third Securities, Inc.09-16-2019
Priya TaterKey Investment Services LLCFifth Third Securities, Inc.09-11-2019
Michael Chad HollandHolland Capital Management LLCFifth Third Securities, Inc.09-04-2019
John Edward ConnorLPL Financial LLCFifth Third Securities, Inc.08-28-2019
William Robert BryantLPL Financial LLCFifth Third Securities, Inc.$50008-26-2019
Sonia Claire HartlJ.P. Morgan Securities LLCFifth Third Securities, Inc.08-26-2019
Jeffrey Thomas WilliamsCetera Investment Services LLCFifth Third Securities, Inc.$10008-08-2019
Casey A BloomerBMO Harris Financial Advisors, Inc.Fifth Third Securities, Inc.08-07-2019
Adam Louis HoodPark Avenue Securities LLCFifth Third Securities, Inc.07-30-2019
Thomas Michael WisemanU.S. Bancorp Investments, Inc.Fifth Third Securities, Inc.07-29-2019
Patrick Okeeffe KevinCetera Advisor Networks LLCFifth Third Securities, Inc.$10007-11-2019
Joshua J. RandallThe Huntington Investment CompanyFifth Third Securities, Inc.06-28-2019
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Showing 1 to 25 of 727 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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