Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Travis J HarrisWells Fargo Clearing Services, LLCFifth Third Securities, Inc.09-28-2020
Joseph Anthony RandolphWells Fargo Clearing Services, LLCFifth Third Securities, Inc.03-25-2020
Kristin Marie Chapman RichardsWells Fargo Clearing Services, LLCFifth Third Securities, Inc.03-20-2019
Caleb M WendzelWells Fargo Clearing Services, LLCFifth Third Securities, Inc.06-28-2018
Scott Francis DroskieWells Fargo Clearing Services, LLCFifth Third Securities, Inc.$5005-04-2018
Robert Patrick HigginsWells Fargo Clearing Services, LLCFifth Third Securities, Inc.04-11-2018
Nicholas James GrimmWells Fargo Clearing Services, LLCFifth Third Securities, Inc.08-04-2017
Gina A PalanziWells Fargo Clearing Services, LLCFifth Third Securities, Inc.05-11-2017
Nathan Lee ParrishWells Fargo Clearing Services, LLCFifth Third Securities, Inc.$5005-08-2017
Orlando RiveraWells Fargo Clearing Services, LLCFifth Third Securities, Inc.11-08-2016
Aaron David SchmiedelWells Fargo Clearing Services, LLCFifth Third Securities, Inc.07-29-2016
Christopher James AndrewsWells Fargo Clearing Services, LLCFifth Third Securities, Inc.04-29-2016
Vaishali Ketan TrivediWells Fargo Clearing Services, LLCFifth Third Securities, Inc.03-01-2016
Chase Lyn Van DamWells Fargo Clearing Services, LLCFifth Third Securities, Inc.$1001-27-2016
Brian Alan NussbaumWells Fargo Clearing Services, LLCFifth Third Securities, Inc.12-08-2015
Adamo Stephen CalistriWells Fargo Clearing Services, LLCFifth Third Securities, Inc.10-26-2015
Anthony Paylaga TorreonWells Fargo Clearing Services, LLCFifth Third Securities, Inc.$15012-11-2014
Todd Lee McCroskeyWells Fargo Clearing Services, LLCFifth Third Securities, Inc.05-09-2014
Robert Eugene Snyder IiWells Fargo Clearing Services, LLCFifth Third Securities, Inc.04-15-2013
Matthew Gordon JaquissWells Fargo Clearing Services, LLCFifth Third Securities, Inc.$2510-29-2012
Thomas McDonaldWells Fargo Clearing Services, LLCFifth Third Securities, Inc.$9905-15-2012

Showing 1 to 21 of 21 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.