Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Laura Kay RollingLPL Financial LLCFifth Third Securities, Inc.10-20-2017
Nicholas J GrimmWells Fargo Clearing Services, LLCFifth Third Securities, Inc.08-04-2017
Beau David MankinLPL Financial LLCFifth Third Securities, Inc.06-13-2017
Bryce H. LanhamCetera Advisor Networks LLCFifth Third Securities, Inc.12-22-2016
Thomas Herbert HarrisMoney Concepts Capital CorpFifth Third Securities, Inc.10-03-2016
Justin N. PerkinsCUSO Financial Services, L.P.Fifth Third Securities, Inc.08-01-2016
Thomas M. CarpenterL.M. Kohn & CompanyFifth Third Securities, Inc.06-10-2016
James Alan TurkPrivate Advisor Group, LLCFifth Third Securities, Inc.04-07-2016
Jennifer Lane WilsonRaymond James Financial Services, Inc.Fifth Third Securities, Inc.01-26-2016
Elliott Edward ClarkThe Huntington Investment CompanyFifth Third Securities, Inc.09-11-2015
Michael Anthony CombsLPL Financial LLCFifth Third Securities, Inc.08-05-2015
Brandon Joseph MillerThe Huntington Investment CompanyFifth Third Securities, Inc.05-26-2015
Michael Joseph TolleThe Huntington Investment CompanyFifth Third Securities, Inc.10-09-2014
Adam O'Dell CoopLPL Financial LLCFifth Third Securities, Inc.06-30-2011
Jessica Lee TretterLPL Financial LLCFifth Third Securities, Inc.01-14-2011
Marc Irwin CobaneUBS Financial Services Inc.Fifth Third Securities, Inc.11-05-2010
Scott Anthony SellsLPL Financial LLCFifth Third Securities, Inc.05-06-2009
Jeremy Monroe SicklesLPL Financial LLCFifth Third Securities, Inc.$2504-28-2014
Mark JosaitisJ.P. Morgan Securities LLCFifth Third Securities, Inc.$5009-11-2015
Anthony George BrownRaymond James Financial Services, Inc.Fifth Third Securities, Inc.$5006-07-2012
Joseph Gary SmithLPL Financial LLCFifth Third Securities, Inc.$5002-10-2012

Showing 1 to 21 of 21 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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