Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kevin M DoyleCitizens Securities, Inc.Fifth Third Securities, Inc.08-14-2020
John H ShankInfinex Investments, Inc.Fifth Third Securities, Inc.04-01-2020
Reuben Robert RashtyMorgan StanleyFifth Third Securities, Inc.02-05-2020
Charles A FowlerThe Huntington Investment CompanyFifth Third Securities, Inc.01-24-2020
Michael Victor AwwadCetera Investment Services LLCFifth Third Securities, Inc.$15001-08-2020
Danielle Erin WorkmanLincoln Financial Advisors CorporationFifth Third Securities, Inc.12-20-2019
Jay B HowardMerrill Lynch, Pierce, Fenner & Smith IncorporatedFifth Third Securities, Inc.12-02-2019
Darren Roy JamesPruco Securities, LLC.Fifth Third Securities, Inc.10-07-2019
Sonia Claire HartlJ.P. Morgan Securities LLCFifth Third Securities, Inc.08-26-2019
David John BrusSecurities America, Inc.Fifth Third Securities, Inc.06-04-2019
Mark Edwards AndrewsMerrill Lynch, Pierce, Fenner & Smith IncorporatedFifth Third Securities, Inc.01-18-2019
Jonathan Steven HayesSecurities America, Inc.Fifth Third Securities, Inc.12-20-2018
James Patrick WhiteRegulus Advisors, LLCFifth Third Securities, Inc.$10009-07-2018
Brian Michael BastienInfinex Investments, Inc.Fifth Third Securities, Inc.08-29-2018
Caleb M WendzelWells Fargo Clearing Services, LLCFifth Third Securities, Inc.06-28-2018
Douglas Michael NewportCommonwealth Financial NetworkFifth Third Securities, Inc.06-14-2018
Scott Francis DroskieWells Fargo Clearing Services, LLCFifth Third Securities, Inc.$5005-04-2018
David GrahamJ.P. Morgan Securities LLCFifth Third Securities, Inc.10-13-2017
James Matthew TafelskiCitizens Securities, Inc.Fifth Third Securities, Inc.$5009-01-2017
Matthew David CremeLPL Financial LLCFifth Third Securities, Inc.08-21-2017
Thaddeus Timothy BraunFormula Folio InvestmentsFifth Third Securities, Inc.08-14-2017
Steven Lee TownsendEdward JonesFifth Third Securities, Inc.08-01-2017
Adam P SmithPNC InvestmentsFifth Third Securities, Inc.06-08-2017
Nathan Lee ParrishWells Fargo Clearing Services, LLCFifth Third Securities, Inc.$5005-08-2017
Jeffrey J CoreInfinex Investments, Inc.Fifth Third Securities, Inc.04-04-2017
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Showing 1 to 25 of 57 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.