Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph Robert MarshallThe Huntington Investment CompanyFifth Third Securities, Inc.08-31-2020
Keith Eugene DershemU.S. Bancorp Investments, Inc.Fifth Third Securities, Inc.02-21-2020
Shannon J. BauerJ.P. Morgan Securities LLCFifth Third Securities, Inc.01-28-2020
Gregory Scott ForsytheThe Huntington Investment CompanyFifth Third Securities, Inc.01-08-2020
Lucas J BellJ.P. Morgan Securities LLCFifth Third Securities, Inc.12-17-2019
Ross M GoadThe Huntington Investment CompanyFifth Third Securities, Inc.12-03-2019
Souheil Hassib ChalhoubPNC InvestmentsFifth Third Securities, Inc.11-25-2019
Amanda J. SimmonsHoran Securities, Inc.Fifth Third Securities, Inc.09-16-2019
Adam Louis HoodPark Avenue Securities LLCFifth Third Securities, Inc.07-30-2019
Thomas Michael WisemanU.S. Bancorp Investments, Inc.Fifth Third Securities, Inc.07-29-2019
Patrick Okeeffe KevinCetera Advisor Networks LLCFifth Third Securities, Inc.07-11-2019
Joshua J. RandallThe Huntington Investment CompanyFifth Third Securities, Inc.06-28-2019
Justin Eric KearnsAmeritas Investment Company, LLCFifth Third Securities, Inc.06-03-2019
Sarah Ann SherwinTFO-TDC, LLCFifth Third Securities, Inc.03-15-2019
Mitchell Lawrence SteinObjective Capital Management, LLCFifth Third Securities, Inc.$10003-01-2019
Matthew Erik HeitmanAmeriprise Financial Services, LLCFifth Third Securities, Inc.02-13-2019
Joseph William LamontU.S. Bancorp Investments, Inc.Fifth Third Securities, Inc.01-22-2019
Peggy Sue WilsonThe Huntington Investment CompanyFifth Third Securities, Inc.01-10-2019
Michael G. LiskayKey Investment Services LLCFifth Third Securities, Inc.08-15-2018
John Michael GrossCitizens Securities, Inc.Fifth Third Securities, Inc.07-26-2018
Jake Alan FashnerMML Investors Services, LLCFifth Third Securities, Inc.06-19-2018
George A. Von ZedlitzJ.J.B. Hilliard, W.L. Lyons, LLCFifth Third Securities, Inc.05-29-2018
Joshua David RochonFourth Dimension Financial GroupFifth Third Securities, Inc.04-24-2018
Sony Son DawsonLPL Financial LLCFifth Third Securities, Inc.04-16-2018
Joel A. WoznyHornor, Townsend & Kent, LLCFifth Third Securities, Inc.04-11-2018
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Showing 1 to 25 of 189 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.