Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kirk Gregory BrownThe Huntington Investment CompanyFifth Third Securities, Inc.01-03-2019
Michael Gerard LiskayKey Investment Services LLCFifth Third Securities, Inc.08-15-2018
Jake Alan FashnerMML Investors Services, LLCFifth Third Securities, Inc.06-19-2018
Sony Son DawsonLPL Financial LLCFifth Third Securities, Inc.04-16-2018
Shawn Christopher ChadwellCompass Wealth Management LLCFifth Third Securities, Inc.04-11-2018
Joseph Russell ReedyAXA Advisors, LLCFifth Third Securities, Inc.$5004-05-2018
Jean Marie HorstingThe Huntington Investment CompanyFifth Third Securities, Inc.$112-19-2017
Heather Lynn StansfieldVault Investment Partners, LLCFifth Third Securities, Inc.11-22-2017
Jerome Allen WigginsVault Investment Partners, LLCFifth Third Securities, Inc.11-22-2017
Catherine Elizabeth CallardJ.J.B. Hilliard, W.L. Lyons, LLCFifth Third Securities, Inc.11-06-2017
Terrie Frances AustinLPL Financial LLCFifth Third Securities, Inc.10-09-2017
James Lewis Jeffries IIIEdward JonesFifth Third Securities, Inc.09-01-2017
Rodney Michael KrampVoya Financial Advisors, Inc.Fifth Third Securities, Inc.$108-14-2017
Erica Leigh Acheson-DunayKey Investment Services LLCFifth Third Securities, Inc.08-02-2017
Brent L RossCUSO Financial Services, L.P.Fifth Third Securities, Inc.$1006-27-2017
David Frederick PatmannMerrill Lynch, Pierce, Fenner & Smith IncorporatedFifth Third Securities, Inc.06-01-2017
Lorenzo AtkinsThe Huntington Investment CompanyFifth Third Securities, Inc.05-16-2017
Robert Michael PollettaThe Huntington Investment CompanyFifth Third Securities, Inc.04-24-2017
David Allan EltringhamWealthquest CorporationFifth Third Securities, Inc.01-04-2017
Dana Jule SchneiderNorthwestern Mutual Investment Services, LLCFifth Third Securities, Inc.12-22-2016
Jarrod Felix KedziorJ.P. Morgan Securities LLCFifth Third Securities, Inc.12-19-2016
Natalie Rebekah BarnettU.S. Bancorp Investments, Inc.Fifth Third Securities, Inc.12-05-2016
Angela Michelle SmethwickWesBanco Securities, Inc.Fifth Third Securities, Inc.11-08-2016
Michael Witteman TrappJ.J.B. Hilliard, W.L. Lyons, LLCFifth Third Securities, Inc.$15011-07-2016
John Charles TrappJ.J.B. Hilliard, W.L. Lyons, LLCFifth Third Securities, Inc.$15011-04-2016
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Showing 1 to 25 of 147 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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