Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Chad Everette ReynoldsWells Fargo Clearing Services, LLCFirst Citizens Investor Services, Inc.$5002-11-2011
Cora Wallin WorleyAmeriprise Financial Services, Inc.First Citizens Investor Services, Inc.10-12-2017
Elizabeth Dale StancilWells Fargo Clearing Services, LLCFirst Citizens Investor Services, Inc.$5004-01-2014
Eric Scott FranklinRaymond James Financial Services, Inc.First Citizens Investor Services, Inc.08-29-2014
Frederick Perry TurnerFifth Third Securities, Inc.First Citizens Investor Services, Inc.10-13-2016
Jack Christopher Walsh Sr.Ameriprise Financial Services, Inc.First Citizens Investor Services, Inc.12-12-2014
James Francis AustinBB&T Securities, LLCFirst Citizens Investor Services, Inc.$5008-04-2014
Jeff Joseph CashinFifth Third Securities, Inc.First Citizens Investor Services, Inc.02-08-2013
Jeffrey Michael WhiteInfinex Investments, Inc.First Citizens Investor Services, Inc.05-31-2017
John Patrick AgerRaymond James Financial Services, Inc.First Citizens Investor Services, Inc.10-07-2013
Jonathan Wayne WoodSunTrust Investment Services, Inc.First Citizens Investor Services, Inc.07-17-2018
Joseph Mahoney DumserBB&T Securities, LLCFirst Citizens Investor Services, Inc.05-01-2015
Kathleen CannonPNC InvestmentsFirst Citizens Investor Services, Inc.12-15-2017
Luke J. BoudreaultSunTrust Investment Services, Inc.First Citizens Investor Services, Inc.04-30-2018
Melissa Godwin ScottInfinex Investments, Inc.First Citizens Investor Services, Inc.02-04-2019
Michael Alan BoedekerSunTrust Investment Services, Inc.First Citizens Investor Services, Inc.04-24-2018
Michael Scott BrownWells Fargo Clearing Services, LLCFirst Citizens Investor Services, Inc.05-06-2019
Rebecca Harris AveryWells Fargo Clearing Services, LLCFirst Citizens Investor Services, Inc.10-21-2014
Richard Kenneth WiethornWells Fargo Clearing Services, LLCFirst Citizens Investor Services, Inc.09-10-2015
Robert Howard IIIWells Fargo Clearing Services, LLCFirst Citizens Investor Services, Inc.04-30-2019
Robert K. TilsonWells Fargo Clearing Services, LLCFirst Citizens Investor Services, Inc.10-09-2012
Sheree Lynn CrumbleyWells Fargo Clearing Services, LLCFirst Citizens Investor Services, Inc.04-13-2012
Stephen Thomas SnowWells Fargo Clearing Services, LLCFirst Citizens Investor Services, Inc.11-08-2013
William Darden SmithTD Private Client Wealth LLCFirst Citizens Investor Services, Inc.01-15-2014
William Edward Williams Jr.Fifth Third Securities, Inc.First Citizens Investor Services, Inc.10-19-2018
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Showing 1 to 25 of 26 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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