Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gregory Kent YurconicBB&T Securities, LLCFirst Command Financial Planning, Inc.$15008-06-2018
Adam Edward BestFarmers Financial Solutions, LLCFirst Command Financial Planning, Inc.05-31-2017
Claudia ExnerLPL Financial LLCFirst Command Financial Planning, Inc.05-05-2017
Joachim Wolfgang ExnerLPL Financial LLCFirst Command Financial Planning, Inc.$1004-28-2017
Sean Christopher McqueenSecurian Financial Services, Inc.First Command Financial Planning, Inc.$112-09-2016
Christopher Edward KitchenSecurian Financial Services, Inc.First Command Financial Planning, Inc.05-16-2016
Cherisse Juliana Ferrier-YardeAllstate Financial Services, LLCFirst Command Financial Planning, Inc.05-06-2016
Emily Anne Harker SmithLPL Financial LLCFirst Command Financial Planning, Inc.12-08-2015
Taekeia Maree DowlingNYLIFE Securities LLCFirst Command Financial Planning, Inc.10-15-2015
Georgia Fay AllenMML Investors Services, LLCFirst Command Financial Planning, Inc.07-01-2015
Pamela Ann RodriguezDaVinci Financial DesignsFirst Command Financial Planning, Inc.04-30-2015
Thomas Haywood TrantLPL Financial LLCFirst Command Financial Planning, Inc.$5012-16-2014
Claudia Sabine BressmanLPL Financial LLCFirst Command Financial Planning, Inc.$15007-31-2014
Eric Karl BressmanLPL Financial LLCFirst Command Financial Planning, Inc.$107-31-2014
Jason Palomares LavariasLincoln Financial Advisors CorporationFirst Command Financial Planning, Inc.10-07-2013
Alana Alexandra LightWoodbury Financial Services, Inc.First Command Financial Planning, Inc.07-26-2013
Nathaniel Stevens EwoldtNorthwestern Mutual Investment Services, LLCFirst Command Financial Planning, Inc.06-18-2013
Louis Numa Decuir IIIWaddell & ReedFirst Command Financial Planning, Inc.01-31-2013
Margaret Ann Coutinho-BetancourtStrategic Advisers LLCFirst Command Financial Planning, Inc.10-18-2012
James L RiuttaWells Fargo Clearing Services, LLCFirst Command Financial Planning, Inc.10-16-2012
Ryan C PainterBB&T Investment Services, Inc.First Command Financial Planning, Inc.02-07-2011
George Thaddeus DuefreneMutual of Omaha Investor Services, Inc.First Command Financial Planning, Inc.02-25-2010
Michael Ray BarcliftMICG Investment Management, LLCFirst Command Financial Planning, Inc.04-01-2009

Showing 1 to 23 of 23 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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