Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lisa Ann MeyerRaymond James Financial Services, Inc.First National Capital Markets$5006-17-2015
Frank John WardRaymond James Financial Services, Inc.First National Capital Markets$5006-17-2015
Mark Daniel VanceRaymond James Financial Services, Inc.First National Capital Markets$1006-17-2015
John Albert Barrientos, Joan Marie Sacha, Thomas Reyes Jr., Adam Michael Delaughter, Matthew R. FergusonRaymond James Financial Services, Inc.First National Capital Markets06-17-2015
Alisha Wanette HortonRaymond James Financial Services, Inc.First National Capital Markets06-17-2015
Jamie Lynette MasilkoRaymond James Financial Services, Inc.First National Capital Markets06-17-2015
Matthew Scott MohnsenRaymond James Financial Services, Inc.First National Capital Markets06-17-2015
Ryan Gerald DeckerRaymond James Financial Services, Inc.First National Capital Markets06-17-2015
Gregory Michael HainlineLPL Financial LLCFirst National Capital Markets01-15-2015
Brian Thomas BrownSecurities America, Inc.First National Capital Markets06-30-2014
Scott Parker MayoRaymond James Financial Services, Inc.First National Capital Markets$5009-20-2013
Bruce LearSecurities America, Inc.First National Capital Markets$15005-07-2012
David Brian CarrollLPL Financial LLCFirst National Capital Markets12-22-2011
Aaron Kenneth KoschSecurities America, Inc.First National Capital Markets11-19-2010
Joseph Jonathan BixbySecurities America, Inc.First National Capital Markets11-05-2010

Showing 1 to 15 of 15 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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