Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Byron Ely VallesFidelity Brokerage Services LLCFirst Republic Securities Company, LLC06-12-2019
Frank Joseph Mcfarland IiiIEQ Capital, LLCFirst Republic Securities Company, LLC06-11-2019
Christian Edward NelsonIEQ Capital, LLCFirst Republic Securities Company, LLC06-11-2019
Jeffrey S WestsmithIEQ Capital, LLCFirst Republic Securities Company, LLC06-11-2019
Alan ZafranIEQ Capital, LLCFirst Republic Securities Company, LLC06-07-2019
Jason Eric LeftonEvoke Wealth, LLCFirst Republic Securities Company, LLC06-05-2019
Jeffrey Scott DoreEvoke Wealth, LLCFirst Republic Securities Company, LLC06-05-2019
Monika Hanssen MuggEvoke Wealth, LLCFirst Republic Securities Company, LLC06-05-2019
Kim Pfeifer Ip MrsEvoke Wealth, LLCFirst Republic Securities Company, LLC06-04-2019
Mark Elliott SearEvoke Wealth, LLCFirst Republic Securities Company, LLC06-04-2019
Jason Riley McCoyLodestar Private Asset Management LLCFirst Republic Securities Company, LLC03-01-2019
Lindsay Anne RomigWells Fargo Clearing Services, LLCFirst Republic Securities Company, LLC02-27-2019

Showing 1 to 12 of 12 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.